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Ann Thorac Surg 2007;84:1195-1200
© 2007 The Society of Thoracic Surgeons
a Department of Anesthesiology and Critical Care, University of Pennsylvania, Philadelphia, Pennsylvania
b Department of Neurology, University of Pennsylvania, Philadelphia, Pennsylvania
c Department of Surgery, University of Pennsylvania, Philadelphia, Pennsylvania
Accepted for publication April 24, 2007.
* Address correspondence to Dr Gutsche, Department of Anesthesiology and Critical Care, Dulles 6, Hospital of University of Pennsylvania, 3400 Spruce Street, Philadelphia, PA 19104. (Email: gutschej{at}uphs.upenn.edu).
Presented at the Forty-third Annual Meeting of The Society of Thoracic Surgeons, San Diego, CA, Jan 29–31, 2007.
| Drs McGarvey and Bavaria disclose that they have financial relationship with W. L. Gore, Inc.
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| Abstract |
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Methods: All neurologic complications were analyzed in a prospective database of patients in thoracic aortic stent graft trials from 1999 to 2006. Serial neurological examination was performed. Stroke was defined as any new onset focal neurologic deficit.
Results: The TEVAR was performed on 171 patients; 52 had lesions requiring coverage of the proximal descending thoracic aorta (extent A), 50 requiring coverage of the distal descending aorta (extent B), and 69 requiring coverage of the entire descending thoracic aorta (extent C). The incidence of stroke was 5.8%. Eighty-nine percent (8 of 9) of strokes occurred within 24 hours of operation. Stroke was associated with a 33% in-hospital mortality rate. Risk factors identified for stroke included prior stroke (odds ratio [OR] 9.4, confidence interval [CI] 2.3 to 38.1, p = 0.002) and extent A or C coverage (OR 5.5, CI 1.7–12.5, p = 0.001). The stroke rate in patients with both prior stroke and extent A or C coverage was 27.7%. Severe atheromatous disease involving the aortic arch by computed tomographic scan was strongly associated with perioperative stroke (OR = 14.8, CI 1.7 to 675.6, p = 0.0016). Transesophageal echocardiography demonstrated mobile atheroma in two patients with stroke.
Conclusions: Stroke after TEVAR was associated with a high mortality. The TEVAR of the proximal descending aorta (extent A or C) in patients with a history of stroke had the highest perioperative stroke rate. These risk factors, together with high grade aortic atheroma of the aortic arch, predicted a high probability for cerebral embolization and can be used to identify patients at high risk for stroke as a consequence of TEVAR.
In 2005, the findings of the multicenter Gore TAG study [1] led to U.S. Food and Drug Administration approval for endovascular repair of thoracic aortic aneurysms (TEVAR). This technique provides an additional therapeutic option for patients with thoracic aortic aneurysm. Stroke was recognized as a complication in the Gore TAG study and has also been noted as an important complication in an analysis of the combined EuroSTAR and United Kingdom Thoracic Endograft registries [1, 2]. In relative terms, stroke complicating TEVAR was more common than spinal cord ischemia in the Gore TAG study. The Gore TAG trial reported a stroke rate of 3.5% with an associated mortality of 20%, which was comparable to the composite average stroke rate of 3.9% reported in other large contemporary studies (Table 1).
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The risk of stroke in patients undergoing TEVAR was not surprising because atherosclerotic disease of the thoracic aorta is a recognized risk factor for stroke after cardiac operations [3]. In addition, higher grade atheroma of the thoracic aorta predicts a higher risk of stroke after heart surgery [4]. In the setting of heart surgery, perioperative stroke is believed to be caused by disruption of vulnerable atheromas in the ascending aorta or aortic arch leading to cerebral embolization. As with cardiac operations, TEVAR may also cause cerebral embolization in patients with a vulnerable atheroma of the aortic arch or proximal descending thoracic aorta. The potential for atheroembolism as a consequence of wire and catheter-based interventions of the thoracic aorta was demonstrated in 50% of patients undergoing percutaneous coronary revascularization procedures [5].
The purpose of this study was to identify risk factors for stroke associated with TEVAR. The hypothesis was that stroke during TEVAR is caused by atheroembolism from instrumentation of the aortic arch in patients with severe atheromatous disease. Understanding the risk factors for stroke will help explain pathophysiologic mechanisms for perioperative stroke, improve risk stratification, and enable the development of new algorithms or refinement of existing endovascular techniques to prevent or decrease the incidence of stroke complicating TEVAR.
| Patients and Methods |
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The Gore endoprosthesis (W.L. Gore, Inc, Newark, DE) was delivered through a 20 to 24 French sheath and expanded with a trilobed balloon that did not occlude flow in the aorta. The Talent thoracic stent graft (Medtronic, Inc, Minneapolis, MN) was delivered using a 24 to 25 French system and also expanded with a balloon. All procedures were performed using standard endovascular techniques with fluoroscopy. Transfemoral access was usually attained by a groin cutdown. In some patients, a small retroperitoneal incision was performed to gain access to the common iliac artery. Angiographic access was through the contralateral femoral artery or brachial artery. The minimum amount of aorta was covered to exclude the aneurysm with an adequate seal. The extent of endovascular stent coverage of the descending thoracic aorta was classified into three groups: extent A was coverage from the origin of the left subclavian artery to the sixth thoracic vertebral level; extent B was coverage from the sixth thoracic vertebral level to the diaphragm; and extent C was coverage of the entire descending thoracic aorta from the left subclavian artery to the diaphragm [6]. A carotid-to-left subclavian bypass or left subclavian transposition into the left carotid artery was performed prior to TEVAR for all cases involving stent coverage of the left subclavian artery [7].
By protocol, all patients had general anesthesia with inhalation anesthetics maintained at less than or equal to 0.5 minimum alveolar concentration for intraoperative somatosensory evoked potential (SSEP) monitoring. Intraoperative SSEP monitoring and lumbar cerebrospinal fluid drainage were used in patients at increased risk for spinal cord ischemia. Patients were considered at high risk for spinal cord ischemia when presenting with a history of a prior thoracic aortic aneurysm repair, abdominal aortic aneurysm repair, or an extent B or C coverage of the thoracic aorta was planned [8]. Arterial pressure was monitored with an intraarterial catheter, and the mean arterial pressure (MAP) was maintained at 75 to 85 mm Hg during general anesthesia. If spinal cord ischemia was detected, MAP was augmented with vasopressor therapy in combination with lumbar cerebrospinal fluid drainage [8].
Neurophysiologic monitoring consisted of continuous 12 channel, 11 electrode electroencephalogram (EEG) and upper and lower extremity SSEP using the montages recommended by the American Clinical Neurophysiology Society [9]. Lower extremity SSEPs were recorded from the popliteal fossa, lumbar spine, cervical spine, and scalp to localize injury to the peripheral nerve, spinal cord, or brain [9]. Postoperative MAP was maintained at 85 mm Hg or at a MAP at which intraoperative SSEP signals were intact using vasopressors or vasodilators.
Postoperative neurologic assessments were performed as per protocol on an hourly basis in the intensive care unit to detect neurologic deficits until the patient was able to report symptoms of weakness or numbness. The purpose of this protocol was to detect signs or symptoms of spinal cord ischemia. Strength in each lower extremity proximal and distal muscle groups was assessed and compared with the upper extremity motor strength. The presence or absence of a sensory deficit was recorded. If a neurologic deficit was detected, a full neurologic examination was performed emergently by a neurologist dedicated to the study. Subsequent neurologic examinations were performed serially and during any periods of improvement or decline in neurologic function. Special attention was directed toward diagnosing spinal cord ischemia to distinguish from brain ischemia or peripheral nerve injury as etiologies. Stroke was defined a priori as any new onset focal neurologic deficit and confirmed by computed tomography (CT) or magnetic resonance imaging, together with a full neurological examination by a neurologist. Therapy for stroke included maintenance of MAP greater than 85 mm Hg and maintenance of normoglycemia.
The severity of atheromatous disease was assessed by preoperative CT scans of the chest. The severity of atheromatous disease was graded using a modified scale of I to IV based on a previously described transesophageal echocardiography (TEE) grade for atheromatous disease [3] (Table 2). In addition, a small number of patients had TEE performed during TEVAR. Intraoperative TEE examinations were assessed for severity of atheromatous disease using a grading scale devised by Katz and colleagues [3] which has been shown to correlate with stroke risk [3].
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| Results |
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Using logistic regression analysis, the only comorbidity associated with perioperative stroke was a history of prior stroke (OR 9.4, CI 2.3–38.1, p = 0.002) (Table 5). Four of the nine patients with stroke had extent A coverage of the aorta (Fig 1). Five of the nine patients with stroke had extent C coverage of the aorta. Forty-six patients with extent A or extent C coverage of the aorta also had coverage of the left subclavian artery, and 29 of these patients had carotid-to-subclavian bypass performed. Neither coverage of the left subclavian nor carotid-to-subclavian bypass was found to be an independent risk factor for stroke.
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Intraoperative EEG and SSEP monitoring was performed in 43 of 171 patients. The SSEP monitoring detected intraoperative stroke in one patient (patient No. 2 in Table 4). This patient had sudden loss of cortical SSEP amplitude from the right arm during the operation that persisted throughout the operation. The patient awoke with right arm weakness, and a stroke in the left middle cerebral artery distribution was confirmed by postoperative head CT scan.
Intraoperative TEE was performed on two of seven patients who had intraoperative strokes. Analysis of the intraoperative TEE studies in those two patients showed grade V atheromatous disease characterized by protruding atheroma greater than 5 millimeters with mobile elements within the distal aortic arch.
| Comment |
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The risk factors for stroke were identified as history of preoperative stroke, CT grade IV atheroma (>5 mm) in the aortic arch or proximal descending aorta, and extent A or C coverage. These risk factors were significant predictors for perioperative stroke despite the small sample size. These risk factors for perioperative stroke further confirmed that cerebral atheroembolism was the mechanism of perioperative stroke in TEVAR. History of prior stroke, especially embolic stroke, indicated the presence of vulnerable atheroma in the thoracic aorta with an increased likelihood of dislodgement and subsequent cerebral embolism in response to wire or catheter instrumentation. Atheroma grade by CT scan also identified patients with severe atherosclerotic disease of the aortic arch and proximal descending thoracic aorta at risk for dislodgement and atheroembolism in response to instrumentation. The observation that only patients undergoing extent A or C coverage involving the distal aortic arch or proximal descending thoracic aorta had perioperative strokes suggested wire or catheter instrumentation of the aortic arch or proximal descending aorta was a necessary additional factor leading to cerebral atheroembolism and stroke in patients with vulnerable atheroma. These findings were consistent also with the existing experience in cardiac operations, indicating that severe atheromatous disease of the aorta combined with surgical manipulation of the aorta are important risk factors for perioperative stroke [11–13].
Grading the severity of atherosclerotic disease in the aortic arch and proximal descending aorta by chest CT scan was studied based on initial observations that cerebral atheroembolism was the most likely explanation for perioperative stroke after TEVAR. The ability to detect and quantify the severity of atheromatous disease in the aortic arch and proximal descending thoracic aorta with CT scan was feasible because most patients had high resolution CT imaging studies in preparation for TEVAR. Because there was no established score to grade the severity of atherosclerotic disease using CT imaging, a grading scale was developed based on established criteria used in transesophageal echocardiography (Table 2) [3]. One small published study [14] reported that CT imaging for detection of aortic atheroma in comparison with TEE had a sensitivity of 87% and a specificity of 82%. A CT grade IV atheromatous disease of the aortic arch or proximal descending thoracic aorta identified perioperative stroke with a sensitivity of 87.5%, but with a specificity of only 67.9%. One possible explanation for the low specificity of CT imaging of aortic atheroma to identify perioperative stroke patients was that CT images did not provide information on the stability of the atheroma because the technique cannot detect mobile elements within the atheroma. For this reason, although CT atheroma grade provided information about the atherosclerotic burden within the aorta, CT imaging could not discriminate within the group of high risk patients with grade IV disease; which individual patients would actually stroke in response to catheter or wire manipulations of the aorta. Prior studies using TEE have found that the presence of mobile atheroma was a strong predictor of vulnerability for atheroembolism [13, 15]. In our series, two patients who suffered perioperative stroke after TEVAR had mobile atheroma of the distal aortic arch and proximal descending aorta detected by intraoperative TEE.
A potential limitation of the study was the small sample size and the findings will need to be validated in a larger clinical experience. In addition, not all patients had preoperative CT imaging studies that were satisfactory for grading of atheromatous disease and only a few patients had TEE studies. For this reason, the sensitivity and specificity of TEE for identifying mobile atheroma in this patient population and its ability to predict perioperative stroke after TEVAR could not be estimated. The sample size may have limited the statistical power to detect other patient characteristics or comorbidities that were significant predictors for perioperative stroke. Finally, subclinical strokes that were not manifested by focal neurologic deficits on a standard neurologic examination may have been missed. Similarly, postoperative brain imaging to detect the appearance of new brain infarctions was not performed in all patients and it was possible that the incidence of perioperative stroke after TEVAR may have been underestimated.
Despite the limitations of the prospective observational study, the findings provided important information for guiding clinical decision making in patients undergoing TEVAR. For example, considering the morbidity associated with perioperative stroke, the risk of TEVAR requiring extent A or C coverage in patients with prior stroke, or mobile atheroma in the aortic arch or proximal descending thoracic aorta may require alternative surgical strategies. The TEE or CT characterization and localization of a vulnerable atheroma in the thoracic aorta may provide a useful guide to limit wire or catheter manipulations within the aorta to decrease the risk of cerebral embolism. It may be possible to refine endovascular techniques by developing safer catheters, by employing an umbrella to catch atheroembolic debris, or even combining endovascular stenting with supraaortic rerouting of the aortic arch branch vessels to increase the safety of TEVAR in patients at high risk for perioperative stroke.
| Discussion |
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DR GUTSCHE: The answer to the first question is we did not find any association of stroke with any particular device. We actually analyzed that. Secondly, minimizing manipulation in the aortic arch, that may be a better question for Dr Bavaria, because manipulation with the wires, there is a certain amount that has to be done if you are going to place a stent.
DR JOSEPH E. BAVARIA (Philadelphia, PA): The take-home message from our group is that if you have the combination of a preoperative stroke plus grade IV mobile atheromatous disease then you better have a very, very good indication for your operation. That is the first piece of important information from our data. We have actually changed our practices a little bit in that regard. As you saw, eight of the nine strokes had mobile atheromatous disease.
The other issue is that, and this is a technical issue for Graysons question, if we find that we have mobile atheromatous disease or some sort of higher stroke risk issues at the arch and the anatomy will allow us to avoid the arch and land the stent graft at the proximal landing zone below no mans land, if we can do that and the anatomy allows us to do that, then we will not place our wires past the left subclavian artery. This is another technical change we have made since we have had this data in our hands in an attempt to reduce stroke in high risk arch anatomy.
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