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Ann Thorac Surg 2005;79:47-51
© 2005 The Society of Thoracic Surgeons


Original article: Cardiovascular

Critical Aortic Stenosis in Early Infancy: Surgical Treatment for Residual Lesions After Balloon Dilation

Vladimiro L. Vida, MDa,*, Tomaso Bottio, MD, Ornella Milanesi, MDb, Elena Reffo, MDb, Roberta Biffanti, MDb, Raffaele Bonato, MDc, Giovanni Stellin, MDa

a Department of Cardiovascular Surgery, Pediatric Cardiac Surgery Unit, University of Padova Medical School, Padova, Italy
b Department of Pediatrics, University of Padova Medical School, Padova, Italy
c Department of Anaesthesia, University of Padova Medical School, Padova, Italy

Accepted for publication February 3, 2004.

* Address reprint requests to Dr Vida, Department of Cardiovascular Surgery, Pediatric Cardiac Surgery Unit, University of Padova Medical School, Via Giustiniani, 2-35128 Padova, Italy
vladimirovida{at}interfree.it


    Abstract
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
BACKGROUND: The optimal management for critical aortic stenosis in early infancy continues to challenge cardiologists and cardiac surgeons. We present a review of our experience with the surgical treatment of residual aortic valve disease after percutaneous balloon dilation for critical aortic stenosis in early infancy.

METHODS: Since 1989, 11 of the 38 patients who survived aortic balloon dilation (28.9%) have undergone surgical treatment for residual aortic valve dysfunction. Median time from aortic balloon dilation to surgical intervention was 7 months (range 1 to 56 months). Residual aortic stenosis was the predominant problem in 8 patients and aortic regurgitation was predominant in 2 patients.

RESULTS: Aortic valvuloplasty was possible in 5 children; pulmonary autograft replacement of the aortic valve was performed in 6 children. Two children underwent a Ross-Konno procedure because of annulus hypoplasia and severe left ventricular outflow tract obstruction. Two early deaths occurred after a Ross-Konno procedure, both with findings of severe left ventricular fibroelastosis at the pathologic examination. Median follow-up time was 5 years (range 1 month to 11.9 years). No late deaths occurred. One patient with moderate-severe aortic valve regurgitation after aortic valvuloplasty underwent a successful Ross operation. All 9 patients are asymptomatic and are in good clinical condition.

CONCLUSIONS: We are convinced that the best aortic valve in the pediatric age group is the native one, provided it can function acceptably. However, in cases where conservative surgical treatment fails to yield a functional aortic valve, replacement of the valve is indicated, and the best aortic valve substitute in infants is the pulmonary autograft because of its potential for growth.


    Introduction
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
The treatment of critical aortic stenosis in early infancy continues to be a challenge for pediatric cardiologists and cardiac surgeons, and the optimal management strategy remains controversial [1].

Aortic valve balloon dilation has become the procedure of choice in many centers for the treatment of critically ill infants with severe aortic valve disease [2]. However, reports of surgical results in infants indicate that repair of the aortic valve can be performed with low risk and with 85% freedom from reintervention at 5 years [3].

Some have suggested that these infants should be treated only by surgery, because it allows more precise plasty of the valve and may prolong the interval before a valve replacement must be attempted [3]. We present a study of our recent experience with infants who were treated surgically after aortic valve balloon dilation for severe aortic valve stenosis in the first 3 months of life.


    Material and Methods
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Since 1989, 40 infants (< 3 months of age) have undergone primary percutaneous balloon dilation with a transcarotid approach (direct puncture of the right carotid artery) for severe aortic valve stenosis (peak aortic transvalvar gradient > 75 mm Hg). Two other infants were considered for valve dilation during this period, but instead underwent a univentricular repair [4, 5] because the left ventricle was hypoplastic (left ventricular end-diastolic volume < 20 mL/m2).

Median age at the balloon dilation procedure was 17 days (range 1 to 80 days). There was one death (2.6%) from ventricular fibrillation related to the procedure and one serious complication (2.6%), a fistula between the aorta and the right atrium that was closed surgically 2 days later. No complications were related to the transcarotid approach, and a right carotid Doppler at discharge was normal in all patients. One patient died 3 months after the procedure with findings of severe endocardial fibroelastosis at the postmortem examination.

Between January 1990 and April 2001, 11 of the 38 patients who survived aortic balloon dilation (28.9%) underwent surgical treatment for residual aortic valve disfunction. The median time from aortic balloon dilation to surgical intervention was 7 months (range, 1 to 56 months). The median age at surgical treatment was 7 months (range, 2 to 59 months). Four children presented with congestive heart failure, the remaining 7 were asymptomatic and underwent elective valve repair. The electrocardiogram showed sinus rhythm in all. Mean cardiothoracic ratio was 0.57, ranging from 0.51 to 0.68.

All of the children were evaluated preoperatively by means of two-dimensional echocardiography and color flow Doppler. Aortic stenosis was the primary residual problem in 8 patients. The transaortic gradient was between 50 and 70 mm Hg (median, 56 mm Hg). Aortic regurgitation was the predominant problem in 3 patients (moderate in 2 and severe in 1). Left ventricular hypertrophy was present in all. Preoperatively, 4 patients had severe left ventricular dysfunction, and signs of left ventricular fibroelastosis were present in 2 patients. Associated cardiac lesions that were repaired at the same operation included subaortic discrete fibrous membrane (3 patients), mitral valve dysplasia with predominant stenosis (2 patients), and aortic arch hypoplasia (1 patient). Two patients had undergone cardiac surgery previously. Patient 6 (Table 1) had coarctation repair and patient 11 (Table 1) had aorto-right atrial fistula closure.


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Table 1. Patients: Preoperative, Operative, and Follow-Up Data

 
Twenty-seven of the 38 long-term survivors of aortic valve dilation have had no surgical intervention on the aortic valve. All are followed regularly with clinical and echocardiographic monitoring. Seven patients underwent further balloon valvuloplasty of the aortic valve for restenosis (transaortic gradient > 50 mm Hg). All were asymptomatic at the last follow-up. The peak transaortic gradient was less than 40 mm Hg in all. Aortic regurgitation was moderate in 6 patients and mild in 1 patient. None of them is awaiting surgical repair.

Surgical Technique
All patients underwent intraoperative transesophageal or epicardial (patients < 6 kg body weight) echocardiography [6]. Particular attention was paid to the aortic valve morphology and the mechanism of valve dysfunction.

After aorto-bicaval cardiopulmonary bypass with moderate systemic hypothermia was established, aortic cross-clamping and antegrade/retrograde blood cardioplegia was employed in all. The aortic valve was exposed through a transverse aortotomy and carefully inspected. The aortic valve was bicuspid in 8 patients and tricuspid in the other 3 patients. Valve dysfunction was because of combined anatomic factors such as dysplastic and thickened leaflets (6 patients), leaflet fusion at the commissures (5 patients), annulus hypoplasia (2 patients), torn leaflet after balloon valvuloplasty (2 patients), fibrous subaortic stenosis causing aortic valve leaflet distortion (1 patient), and pseudocommissure distorting the valve leaflet (1 patient). Figure 1 shows the surgical findings for these patients. Details of the surgical techniques that were used in each patient are summarized in Table 1 and shown in Figure 2.



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Fig 1. Surgical findings: (1) bicuspid aortic valve with congenital commissural fusion, (2) bicuspid aortic valve with torn leaflet after balloon valvuloplasty, (3) bicuspid aortic valve with dysplastic and thickened leaflet, (4) fibrous subaortic valve membrane causing aortic leaflet distortion, (5) bicuspid aortic valve with a pseudocommissure distorting the valve leaflet.

 


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Fig 2. Surgical procedures: (1) surgical commissurotomy, (2) aortic valve leaflet repair with direct suture, (3) aortic valve leaflet resuspension at the commissure, (4) freeing of the aortic valve leaflet from the subaortic membrane, (5) pseudocommissure release with mobilization of the valve leaflet, (6) aortic valve leaflet shaving (removal of accessory fibrous tissue from aortic valve leaflet).

 

    Results
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Conservative treatment of the aortic valve was possible in 5 children, although in 6 a pulmonary autograft replacement of the aortic valve was performed. Two children, patients 6 and 11 (Table 1), also underwent a ventriculoseptoplasty in association with the Ross procedure (Ross-Konno procedure) because of annulus hypoplasia and severe left ventricular outflow tract obstruction. The Z-value of the aortic valve annulus was –1.5 in patient 6 and –1.8 in patient 11. No deaths occurred among the reconstruction group (5 patients). Two early deaths occurred in the valve replacement group (6 patients); both had undergone a Ross-Konno procedure. The postmortem examination in both infants disclosed severe endocardial fibroelastosis. No child underwent early reoperation.

The final decision whether to perform an aortic valvuloplasty or a Ross operation was made after direct inspection of the aortic valve to evaluate its potential for repair. When the valve was judged severely dysplastic, we did not attempt repair but performed a Ross operation. In our series, no Ross procedures were performed after attempted conservative surgery on the aortic valve.

Follow-Up
A complete clinical and echocardiographic follow-up was obtained in all 9 survivors. No late deaths occurred. One patient with residual moderate-severe aortic valve regurgitation after surgical aortic valvuloplasty underwent a successful Ross operation 6 years after the initial surgical repair (patient 1, Table 1). Median follow-up time was 5 years, ranging from 1 month to 11.9 years. All patients are asymptomatic and in good clinical condition. Eight patients have mild aortic valve regurgitation and 1 patient, who underwent a Ross operation, has moderate regurgitation. No patient has residual stenosis of the aortic valve (gradient < 15 mm Hg in all). No right ventricular outflow tract obstruction was detected in the patients who underwent a Ross procedure, and none had more than mild homograft regurgitation.


    Comment
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
Even today, no consensus exists as to the best treatment for critical aortic stenosis in newborns and infants. Aortic valve balloon dilation has become the procedure of choice in many centers [2]. However, incomplete relief of the valvar stenosis and significant aortic regurgitation are well-documented residua after percutaneous balloon dilation [7]. In our institution, critical aortic stenosis in early infancy has been treated routinely with primary balloon dilation since 1989, with a low early mortality (2.9%) and a low incidence of complications (2.9%). However, significant valve dysfunction remains in about 30% of patients.

Recent reports in the literature show that in newborns and infants with critical aortic stenosis, the aortic valve can be exposed by conventional cardiopulmonary bypass and that precise commissurotomy, shaving of thickened leaflets, excision of obstructive myxomatous nodularities, and mobilization of leaflets can be performed with a very low surgical risk and 85% freedom from reoperation at 5 years [3, 8–10].

In our experience with the complementary use of balloon dilation and surgical valvuloplasty in the management of infantile critical aortic stenosis, nearly all of the patients could be successfully managed by balloon dilation alone, with low mortality and morbidity. In the patients that did not respond as favorably to balloon dilation, subsequent surgical intervention was successful in 80%, and valve repair was done in nearly half of the patients.

We believe this cooperative approach between interventional cardiologists and cardiac surgeons provided excellent results in this group of very difficult patients. Further, our experience demonstrates that primary balloon dilation does not reduce the likelihood of subsequent successful surgical repair or replacement of the valve.

In some cases, surgical treatment fails to adequately improve valve function, and aortic valve replacement is indicated. The selection of the most appropriate substitute in infants with irreparable aortic valve lesions remains controversial. Prosthetic valve replacement in infants requires an extensive aortoventriculoplasty (Konno procedure) to insert even the smallest size of prosthetic valve available (16 mm). The mechanical prosthesis imposes the risk of thromboembolism and the need for anticoagulation, which is particularly cumbersome in infants and children. Repeated prosthetic valve replacement will be needed during childhood because of somatic growth [11].

The Ross procedure has been suggested recently as the treatment of choice in infants with critical aortic stenosis, particularly when it is associated with other left-sided heart anomalies. Although we, and others, [12] prefer this approach in infants with unsuitable anatomy for valve-sparing surgery, it is clearly not a "curative" operation. Some pulmonary autograft valves deteriorate and must be replaced. Further, the homograft in the pulmonary position does not grow and in infants, inevitably becomes stenotic and must be replaced [13–16].

Because there is no long-lasting solution for aortic valve replacement in infants, conservative surgical aortic valve treatment has enjoyed a revival recently [17]. Undoubtedly, the best aortic valve in children is the natural one, provided the valve functions adequately. For this reason, pediatric cardiac surgeons must concentrate their efforts on preserving the native valve, whenever possible.

Careful intraoperative epicardial or transesophageal two-dimensional echocardiography and Doppler were performed in all of our patients. The preoperative evaluation led to a better understanding of the valve morphology and pathology and helped us to plan the most appropriate surgical reconstruction. The postoperative echocardiogram confirmed the results of the surgical reconstruction.

Any type of treatment for aortic stenosis in newborns and infants is palliative, and future aortic valve replacement is inevitable. In light of the actual results with aortic valve replacement, reconstructive surgery must be the primary objective for any valve with the aim of postponing aortic valve replacement until adolescence or adulthood.


    Acknowledgments
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 
We thank Professor Stephen Pruett Sanders for kindly reviewing the manuscript.


    References
 Top
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 Acknowledgments
 References
 

  1. Hawkins JA, Minich LL, Shaddy RE, et al. Aortic valve repair and replacement after baloon aortic valvuloplasty in children. Ann Thorac Surg. 1996;61:1355–1358[Abstract/Free Full Text]
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  3. Alexiou C, Langley SM, Dalrymple-Hay MJR, et al. Open commissurotomy for critical isolated aortic stenosis in neonate. Ann Thorac Surg. 2001;71:489–493[Abstract/Free Full Text]
  4. Hammon JW, Lupinetti FM, Maples MD, et al. Predictors of operative mortality in critical valvular aortic stenosis presenting in infancy. Ann Thorac Surg. 1988;45:537–540[Abstract]
  5. Rhodes LA, Colan SD, Perry SB, Jonas RS, Sanders SP. Predictors of survival in neonates with critical aortic stenosis. Circulation. 1991;84:2325–2335[Abstract/Free Full Text]
  6. Ungerleider RM, Greeley WJ, Sheikh KH, et al. Routine use of intraoperative echocardiography and Doppler color flow imaging to guide and evaluate repair of congenital heart lesions. A prospective study. J Thorac Cardiovasc Surg. 1990;100:297–309[Abstract]
  7. Bacha EA, Satou GM, Moran AM, et al. Valve-sparing operation for balloon-induced aortic regurgitation in congenital aortic stenosis. J Thorac Cardiovasc Surg. 2001;122:162–168[Abstract/Free Full Text]
  8. Lamberti JJ. The aortic valve: to dilate, repair or replace—that is the question. Ann Thorac Surg. 1996;61:1297–1298[Free Full Text]
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  10. Gaynor JW, Bull C, Sullivan ID, et al. Late outcome of survivors of intervention for neonatal aortic valve stenosis. Ann Thorac Surg. 1995;60:122–126[Abstract/Free Full Text]
  11. Alexiou C, McDonald A, Langley SM, Dalrylmple-Hay MJ, Haw MP, Monro JL. Aortic valve replacement in children: are mechanical prostheses a good option? Eur J Cardiothorac Surg. 2000;17:125–133[Abstract/Free Full Text]
  12. Laudito A, Brook MM, Suleman S, et al. The Ross procedure in children and young adults: a word of caution. J Thorac Cardiovasc Surg. 2001;122:147–153[Abstract/Free Full Text]
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