ATS
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
 QUICK SEARCH:   [advanced]


     


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Add to Personal Folders
Right arrow Download to citation manager
Right arrow Author home page(s):
Jose L. Navia
Patrick M. McCarthy
Nicholas G. Smedira
Michael K. Banbury
Eugene H. Blackstone
Right arrow Permission Requests
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Navia, J. L.
Right arrow Articles by Blackstone, E. H.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Navia, J. L.
Right arrow Articles by Blackstone, E. H.
Related Collections
Right arrow Mechanical Circulatory Assistance

Ann Thorac Surg 2002;74:2051-2063
© 2002 The Society of Thoracic Surgeons


Original article: cardiovascular

Do left ventricular assist device (LVAD) bridge-to-transplantation outcomes predict the results of permanent LVAD implantation?

Jose L. Navia, MDa*, Patrick M. McCarthy, MDa, Katherine J. Hoercher, RNa, Nicholas G. Smedira, MDa, Michael K. Banbury, MDa, Eugene H. Blackstone, MDa,b

a Thoracic and Cardiovascular Surgery, Kaufman Center For Heart FailureCleveland, Ohio , USA
b Department of Biostatistics and Epidemiology, The Cleveland Clinic Foundation, Cleveland, Ohio, USA

* Address reprint requests to Dr Navia, Department of Thoracic and Cardiovascular Surgery, The Cleveland Clinic Foundation, 9500 Euclid Ave, Desk F25, ClevelandOH44195, USA.
e-mail: naviaj{at}ccf.org

Presented at the Thirty-eighth Annual Meeting of The Society of Thoracic Surgeons, Fort Lauderdale, FL, Jan 28–30, 2002.


    Abstract
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
BACKGROUND: Implantable left ventricular assist devices (LVADs) were designed for permanent implant, but we began their use for bridge-to-transplant (BTTx) to study their safety and effectiveness. We review our experience in order to compare the BTTx lessons learned with the outcomes and goals of permanent implants.

METHODS: From December 1991 until January 2002, 264 patients received 277 LVADs for BTTx. We analyzed temporal trends in pre-LVAD patient factors and device-specific time-related complications.

RESULTS: Survival to transplant was 69%. Adverse event analysis demonstrated a high risk of infections (0.56, 1.28, and 1.88 per patient at 30 days and 3 and 6 months). HeartMate devices were more prone to infection than Novacor devices (p < 0.0001). Cerebral infarctions occurred less commonly than infections (0.15, 0.25, 0.30 at 30 days and 3 and 6 months), were more common in Novacor than HeartMate (p = 0.0001), and were decreased by the new Novacor Vascutek conduit (p = 0.07), but these were still slightly higher than the HeartMate (p = 0.04). Device failures occurred in 21 instances (all but one were in HeartMate devices [p = 0.04 vs Novacor]), but have significantly decreased (p < 0.0001) in HeartMate since 1998.

CONCLUSIONS: Infections and device durability limit the chronic use of the HeartMate device, but device failures are decreasing. Novacor has fewer problems with infection and durability, and the new Vascutek conduit will reduce, but not eliminate, strokes.


    Introduction
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
The ultimate goal of implantable left ventricular assist device (LVAD) systems is to provide a clinically acceptable alternative to cardiac transplantation, or optimal medical therapy for end-stage cardiomyopathy patients who are not transplant candidates. The use of LVADs as a bridge-to-transplantation (BTTx) was conceived as a "clinical laboratory" to help determine: (1) safety and effectiveness of LVAD support; (2) patient quality of life (QOL); and (3) the need for important changes in LVAD design to optimize safety and QOL [1, 2]. Outcomes regarding the above have important implications regarding the cost of LVAD therapy [3].

The past decade has witnessed tremendous advances in the two FDA-approved implantable LVAD systems (Thoratec HeartMate, Pleasanton, CA, originally TCI, Woburn, MA; and Worldheart Novacor, Ottawa, Canada, formerly Baxter-Novacor, Oakland, CA). The original pneumatically driven HeartMate (1000IP) was rede-signed to a portable, battery-powered version (HeartMate VE). The Novacor, which was always electrically powered, replaced the bulky external console with a portable controller and batteries. Both devices then af-forded the patient the freedom of hospital discharge and extended periods of tether-free existence, which greatly improved patient QOL. Furthermore, the Novacor redesigned the inflow valve assembly and changed the inflow graft to a gelatin-coated knitted material (Vascutek; Sulzer Carbomedics, Austin, TX).

Recently, the first randomized trial of permanent LVAD implant (HeartMate VE) compared with optimal medical therapy (the REMATCH trial) was published [4]. The trial showed a statistically significant increase in survival for the LVAD-treated patients but was accompanied with frequent device-related complications. Therefore, we analyzed our LVAD BTTx experience in regards to: (1) morbidity and mortality; (2) temporal trends; (3) device type; and (4) risk factors for death. The purpose of the study was to determine whether BTTx experience is similar to the REMATCH results. In particular, we focused on three major morbidities during device support (infection, stroke, and device failure), all of which have implications for patient QOL and cost of therapy. We did not attempt to assess QOL or cost directly in this report.


    Patients and methods
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
Patients
Between December 28, 1991 and December 31, 2001, 264 patients received a total of 277 implantable LVADs as a BTTx. Data were recorded concurrently with patient care by the clinic transplant coordinators and entered into the Unified Transplant Database. This clinical database is the basis for mandatory UNOS reporting. This database has been reviewed and approved by our Internal Review Board. Data from this database were used as the basis of this report.

Patient characteristics, pre-LVAD medical and temporary ventricular support, and LVAD device use are presented in Table 1.


View this table:
[in this window]
[in a new window]
 
Table 1. Patient Characteristics and Medical and Temporary Device Support Before LVAD Insertion

 
LVAD
Of the 277 LVADs implanted, 137 were electrical HeartMates, 81 were pneumatic HeartMates, 57 were Novacors (16 with Vascutek inflow conduit), and two were Micromed DeBakey (Micromed, Houston, TX) devices. This analysis excludes the two Micromed DeBakey pumps because of very short follow-up. Nine patients received two devices and 2 patients received three devices. Routine current follow-up was available on all patients.

Our experience began with the pneumatic HeartMate, but rapidly switched over to the HeartMate VE (which was only intermittently available when investigational). The Novacor device was implanted almost exclusively from 1996 until 1998, but has not been used since that time. From that point on, the HeartMate VE was used exclusively.

All patients receiving HeartMate devices were given aspirin only (325 mg) for anticoagulation. In some patients, it was held due to gastritis. On occasion, HeartMate patients were treated with warfarin for other reasons) (eg, atrial fibrillation or deep vein thrombosis). The Novacor patients were managed with heparin (after the perioperative bleeding stopped), aspirin, and frequently other antiplatelet agents before transition to chronic warfarin, with a target International Normalized Ratio of 2.5 to 3.5.

Data analysis
Temporal trends
Temporal trends for discrete variables were identified by logistic regression using a set of power, inverse, and logarithmic transformation of LVAD implant time. The transformation(s) of time selected was guided by decile analysis, in which we sought the best linearized transform for prevalence expressed on the logit scale. For continuous variables, linear regression was employed.

Time-related complications
Three types of complications during LVAD support were considered: (1) infections, (2) neurologic events, and (3) LVAD failure. The major causes of device failure are inflow conduit bleeding, percutaneous driveline fracture, and failure of the electrical system or mechanical system. We considered the situation a device failure if the HeartMate VE system failed and the patient had to be actuated using the pneumatic console. Although this was not a "catastrophic" device failure, as defined by the Circulatory Support Task Force (Bethesda Conference 1995) [5], we considered it a failure because the V-E patient had to be readmitted and could not be discharged, and there was always a major change in quality of life (ie, sense of security) for the patient and family. Infections were subcategorized as (a) blood stream, (b) pump pocket, (c) driveline, and (d) intradevice. Neurologic events were subcategorized as (a) cerebral bleed or (b) cerebral infarct (presumed embolic). We made no attempt to determine the source of the cerebral infarct. For instance, the embolic source could have been device-related thromboemboli, septic emboli, or emboli from the patients’ left ventricle, left atrium, or vascular system.

A description of the statistical methodology including competing risks, analysis of benefits of bridging, and presentation are provided in Appendix 1.


    Results
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
Temporal trends
Temporal prevalence of use of various LVAD devices is illustrated in Figure 1. The mode of pre-LVAD temporary ventricular assistance has gradually evolved across time, with intraaortic balloon pumping still the dominant mode. However, its role has declined across time (p = 0.02), as has extracorporeal membrane oxygenation (ECMO) (p = 0.04), while use of ABIOMED support has increased (p = 0.14). Etiology of cardiomyopathy (Table 1) has become increasingly ischemic. Organ failure, as reflected by serum creatinine greater than 2.0 (p = 0.09) and bilirubin elevated above 3.0 (p = 2), has varied little across the experience; however, the level of cardiac index has increased slightly, from a mean of 1.70 ± 0.24 in 1992 (n = 9), to 1.82 ± 0.47 in 1997 (n = 40), to 1.93 ± 0.37 in 2001 (n = 21), p < 0.0001.



View larger version (23K):
[in this window]
[in a new window]
 
Fig 1. Number of left ventricular devices of each type used during each calendar year.

 
Time-related complications
Infection during lvad support
Two hundred eight-two bloodstream infections occurred while patients were supported on LVADs. Cumulative number of infections per patient was 0.56, 1.28, and 1.88 after 30 days, 3 months, and 6 months of support, respectively (Fig 2A). Risk of bloodstream infection decreased with increasing duration of support (Fig 2B). HeartMate devices were more prone to infection than Novacor devices (Fig 2C; p < 0.0001).



View larger version (19K):
[in this window]
[in a new window]
 
Fig 2. Bloodstream infections during left ventricular assist device (LVAD) support. (A) Cumulative number of bloodstream infections, expressed on the vertical axis as number (No.) per patient (repeating events analysis). Each circle represents an infection; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is the parametric estimate of bloodstream infections from which the hazard for the event was derived. (B) Hazard function for bloodstream infections expressed on the vertical axis as percentage per month (solid line enclosed by its 68% confidence limits). (C) Cumulative number of bloodstream infections according to type of LVAD. Open circles represent events experienced by patient receiving pneumatic Heartmate devices (IP), solid circles vented-electric Heartmate devices (VE), and open squares Novacor devices.

 
One hundred thirty-six driveline infections occurred while patients were supported on LVADs. Cumulative number of driveline infections per patients was 0.26, 0.56, and 0.94 after 30 days, 3 months, and 6 months of support, respectively (Fig 3A). Risk of driveline infection peaked within the first month of implant, then declined (Fig 3B). Again, HeartMate devices were more prone to infection than Novacor devices (Fig 3C; p < 0.01), with pneumatic HeartMates slightly more prone than vented-electrical ones (p = 0.07).



View larger version (19K):
[in this window]
[in a new window]
 
Fig 3. Driveline infections during left ventricular assist device (LVAD) support. (A) Cumulative number of infections per patient, expressed on the vertical axis as number (No.) per patient (repeating events analysis). Each circle represents an infection; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is the parametric estimate of driveline infections from which the hazard for the event was derived. (B) Hazard function for driveline infections expressed on the vertical axis as percentage per month (solid line enclosed by its 68% confidence limits). (C) Cumulative number of infections according to type of LVAD. Open circles represent events experienced by patient receiving pneumatic Heartmate devices (IP), solid circles vented-electric Heartmate devices (VE), and open squares Novacor devices.

 
Fifty-two pump pocket infections occurred while patients were supported on LVADs. Cumulative number of infections for patients was 0.066, 0.24, and 0.43 after 30 days, 3 months, and 6 months of support, respectively (Fig 4A). Risk of pump pocket infections was a broadly peaking function, with a maximum about 6 weeks after device insertion (Fig 4B). Pneumatic HeartMate devices were more prone to infection than either vented-electrical ones or Novacor devices (Fig 4C; p = 0.006).



View larger version (17K):
[in this window]
[in a new window]
 
Fig 4. Pump pocket infections during left ventricular assist device (LVAD) support. (A) Cumulative number of infections per patient, expressed on the vertical axis as number (No.) per patient (repeating events analysis). Each circle represents an infection; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is the parametric estimate of pump pocket infections from which the hazard for the event was derived. (B) Hazard function for pump pocket infections, expressed on the vertical axis as percentage per month (solid line enclosed by its 68% confidence limits). (C) Cumulative number of infections according to type of LVAD. Open circles represent events experienced by patients receiving pneumatic Heartmate devices (IP) and open diamonds events experienced by all other patients.

 
Cerebral complications during lvad support
Nineteen cerebral bleeds occurred while patients were supported on LVADs. Occurrence overall, expressed as number of events per patient, was 0.037, 0.072, and 0.154 after 30 days, 3 months, and 6 months of LVAD support, respectively (Fig 5). Risk was initially high, but fell rapidly, then peaked at 3 months followed by rapid decline. Early events included patients identified immediately after LVAD implant, some on pre-LVAD ECMO support. Each type of device departed from this overall pattern. However, with such a low risk of this event, we were unable to distinguish statistical differences among devices overall (p = 0.5), between Novacor and HeartMate (p = 0.3), within Novacor devices by presence of a Vascutek graft (p = 0.2), or between electrical and pneumatic HeartMate devices (p = 0.9).



View larger version (13K):
[in this window]
[in a new window]
 
Fig 5. Cerebral bleeding events during left ventricular assist device support. Hazard function is expressed on the vertical axis as percentage per month (solid line enclosed by its 68% confidence limits).

 
Cerebral infarction, presumed to be of embolic origin, occurred 55 times during LVAD support. The overall cumulative events function was 0.154, 0.25, and 0.30 after 30 days, 3 months, and 6 months of support, respectively (Fig 6A). Time-related risk was high immediately after device insertion, but rapidly decreased (Fig 6B). This qualitative characterization of risk was similar across devices, but the magnitude of risk was substantially different (Fig 6C). Novacor devices had a substantially higher risk (p = 0.0001) than HeartMates (Figure 6 days). The two HeartMate devices behaved similarly (p = 0.9), but the Vascutek modification of Novacor devices probably reduced the incidence (p = 0.07).



View larger version (23K):
[in this window]
[in a new window]
 
Fig 6. Cerebral embolic events during left ventricular assist device support. (A) Cumulative number of events per patient, expressed on the vertical axis as number (No.) per patient (repeating events analysis). Each circle represents an event; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is the parametric estimate of cerebral embolic events from which the hazard for the event was derived. (B) Hazard function, expressed on the vertical axis as percentage per month (solid line enclosed by its 68% confidence limits). (C) Cumulative number of events per patient for each type of device. Solid circles represent events experienced by patients receiving vented-electric Heartmate devices (VE), open circles pneumatic Heartmate devices (IP), open triangles standard Novacor, and open squares Novacor (Vascutek). Dashed lines represent patients remaining at risk beyond the last event. (D) Hazard functions for each type of device.

 
Device failure
Device failure occurred in 21 instances; all but one was in a HeartMate device (p = 0.04 vs Novacor). Device failures were caused by late inflow valve assembly bleeding (n-11), driveline fracture (n = 4), and one each of controller failure, inflow cannula dislodgment with exsanguination, outflow graft obstruction, aspiration of blood into driveline vent, and two unexplained pump failures (one was a possible suicide). Figure 7 depicts time-related LVAD failure in HeartMate devices only. Freedom from failure was 96%, 90%, 86%, and 82% at 30 days, and 3, 6, and 12 months, respectively (Fig 7A). Three failures occurred in patients between 15.7 and 16.0 months with vented-electrical HeartMates. The pattern of failure showed a peak within the first month of use, then a decline (Fig 7B). Failure rate was similar in pneumatic and vented-electrical HeartMates (p = 0.2), although no pneumatic devices were in use beyond 6.1 months. However, this overall pattern of risk hides the observation (Fig 7C) that before 1995, only one failure occurred in 39 implants, from 1998 through 2002, and only three failures occurred in 105 implants, but in contrast, 16 failures occurred among 74 implants of devices between 1995 and the end of 1997 (p < 0.0001). This cluster of failures was particularly prominent in devices implanted in 1995 (10 failures among 37 implants).



View larger version (19K):
[in this window]
[in a new window]
 
Fig 7. Device failure for HeartMate left ventricular assist devices. (A) Freedom from failure. Each circle represents a failure;vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is a parametric estimate of device failure. (B) Hazard function. (C) Cluster of failures according to time of implant.

 
Competing risks
Freedom from transplantation at 30 days and 3, 6, 12, and 24 months after first LVAD insertion was 90%, 48%, 15%, 6%, and 2%, respectively. Survival until transplantation at 30 days and 3, 6, 12, and 24 months after first LVAD insertion was 83%, 73%, 60%, 41%, and 19%, respectively (Fig 8A). Despite differences among LVAD devices in risk of complications, survival was similar (Fig 8B; p = 0.7). The hazard function for transition from LVAD to transplantation peaked at 3 months (Fig 9A), although it was elevated from the baseline in addition by a phase of constant risk (8.1% per month). Death before transplantation peaked earlier, within the first week of insertion, and then fell to a constant risk of 5.2% per month. Two patients were removed from LVAD for survival. The synthesis of these competing hazards is shown in Figure 9B, which demonstrates that a cohort of patients receiving an LVAD has a 68% chance of transplant and a 29% chance of dying before transplant within 1 year in this series (2.5% were awaiting transplant, and 0.7% had LVAD removal for survival).



View larger version (11K):
[in this window]
[in a new window]
 
Fig 8. Survival before transplantation. Each circle represents a survival; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is a parametric estimate of survival. (A) Overall survival before transplantation. (B) Survival according to type of device (IP= pneumatic HeartMate; VE= vented-electrical HeartMate). Horizontal finely dashed lines represent traced patients not yet experiencing an event.

 


View larger version (15K):
[in this window]
[in a new window]
 
Fig 9. Competing risks of mortality, transplantation, and removal of left ventricular assist device (LVAD) for survival. (A) Hazard functions driving the competing risks. (B) Prevalence at each moment in time of patients in each of four mutually exclusive categories: alive with LVAD, dead before transplantation, transplanted, and LVAD removed for survival.

 
Factors predisposing to transplantation both in the peak hazard phase and the underlying constant hazard phase are shown in Table 2. They demonstrate the longer wait before transplant in the recent era and the urgency of early transplantation in some patients.


View this table:
[in this window]
[in a new window]
 
Table 2. Factors Predisposing to Transplant

 
Risk factors for death before transplantation are shown in Table 3. LVAD device per se was not identified as a risk factor (p > 0.2) in either hazard phase. These factors demonstrate the adverse association of reoperation, pre-LVAD ECMO, and organ failure with mortality on LVAD support.


View this table:
[in this window]
[in a new window]
 
Table 3. Risk Factors for Death Before Transplant

 
Benefit of bridging
Total survival from time of LVAD insertion was 84%, 74%, 64%, and 55% at 30 days, 3 months, 1 year, and 4 years, respectively, after embarking on the strategy of LVAD bridge (Fig 10A). This includes mortality during LVAD support as well as that after transplant (Fig 10B).



View larger version (15K):
[in this window]
[in a new window]
 
Fig 10. (A) Survival at any time after left ventricular assist device (LVAD) implantation. Each circle represents a survival; vertical bars represent asymmetric 68% confidence limits; and numbers in parentheses are the number of patients remaining at risk. The solid line enclosed by its dashed 68% confidence limits is a parametric estimate of survival. This depiction includes death while on support as well as deaths occurring after transplantation. (B) Survival after transplantation. (C) Device was not identified as a risk factor. Horizontal finely dashed lines represent traced patients not yet experiencing an event. (IP= pneumatic HeartMate; VE= vented-electrical HeartMate.)

 
Pre-LVAD risk factors for overall mortality are shown in Table 4. Most reflect those of death before transplantation. Device (Fig 10C) was not identified as a risk factor (p > 0.3).


View this table:
[in this window]
[in a new window]
 
Table 4. Risk Factors for Death at Any Time After LVAD Insertion

 

    Comment
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
Studies have now demonstrated that the LVAD BTTx strategy provides better survival than optimal medical therapy for severely decompensated patients awaiting transplantation [15, 16]. Also, for nontransplant candidates with end-stage heart disease, survival and quality of life were enhanced compared with medical therapy in most patients, especially at 12 months after randomization [4]. The LVADs provide effective hemodynamic support, have infrequent need for mechanical right ventricular assistance, maintain or improve other organ function, and allow exercise performance and rehabilitation better than possible for those treated medically [2, 12, 17]. Persistent right ventricular dysfunction may contribute to poor early outcomes, but in general, we have been able to avoid this with better patient selection and careful preoperative, intraoperative, and early postoperative management [18, 19].

The crux of the issue now is what adverse events are attributed to chronic mechanical circulatory support, and how those adverse events can be mitigated.

In the REMATCH trial, the frequency of serious adverse events (SAEs), predominantly infection, bleeding, and device failures, was 2.35 times as high as the medically treated group. Based on the BTTx experience, a high rate of SAEs could be predicted. In this report and a recent extensive review, infection was the most common SAE, especially in the HeartMate device [20, 21]. In particular, the pneumatic HeartMate pumps had a high risk for pump pocket infection. This may reflect that these were our earliest implants and the driveline tunnel was typically only 2 to 4 inches long in most patients. The driveline exit site was 8 to 12 inches away from the pump pocket in the VE and Novacor devices. Eventually, the pneumatic HeartMate driveline was modified to allow a long tunnel. A localized driveline infection is less likely to track along a well-healed long tunnel and infect the pump pocket. Nevertheless, in our opinion, infection remains the largest unresolved obstacle to more widespread use of permanent LVAD support [19]. It is a major source of morbidity and mortality, and accounted for 41% of the LVAD patient deaths in REMATCH [4]. More aggressive investigation of modified percutaneous drivelines (such as silver-impregnated coverings or a bone-mounted pedestal), implantable systems with transcutaneous energy transmission systems, or partially implanted systems (such as a compliance chamber instead of a vent line with a small driveline, such as are used in axial flow pumps) should reduce device infection. Also, intraabdominal implantation, anecdotally, may decrease the risk of infection.

Device failure was another SAE in REMATCH and our BTTx experience. Whereas we demonstrated a 17% risk of HeartMate failure by 12 months, there were none in REMATCH. However, by 24 months, the probability of device failure was 35% in the REMATCH study. We are encouraged that the frequency of device failure is less common in our more recent HeartMate experience, but few of our patients have been on support for 1 year or greater. As expected from bench testing, reliability and durability of the Novacor was much better, with only one failure in our experience, and that was more than 1 year after implant.

A particularly devastating complication is permanent stroke. Whereas infections may be suppressed or cleared, and device failures may be managed by pump exchange or use of the pneumatic driver for HeartMate VE failure, a stroke patient may pose a difficult dilemma. Some patients may become permanently impaired, reducing their QOL (and that of their caregivers), and these BTTx patients may no longer be considered candidates for transplantation. Despite intense anticoagulation, the original Novacor we used, with a woven inflow graft, had an unacceptably high stroke rate. Fortunately, the Vascutek conduits reduced the overall stroke rate, especially beyond 30 days, but overall, the Novacor Vascutek stroke rate was still higher than for HeartMate devices. In the REMATCH LVAD group, the rate of ischemic stroke was 10% [4]. Projecting from our limited number of Novacor Vascutek patients, the rate of stroke would most likely be higher in a trial of permanent implants.

Currently, the Novacor is being studied in a nonrandomized trial (INTREPID) for permanent implant. REMATCH clearly demonstrated, in a randomized trial, the dismal prognosis and QOL of patients with end-stage heart failure [4]. In our opinion, it may be unnecessary and perhaps unethical to randomize patients like this again. Instead, we should focus on improving the outcome of device support. Based on our observations in BTTx, we would expect the INTREPID trial would show a much higher reliability and durability, and lower rate of infection, than the REMATCH trial. Whether the risk of stroke will be similar to REMATCH remains to be determined. The INTREPID trial should use Novacor pumps with Vascutek conduits. However, the QOL and cost of therapy implications of better durability and lower infections should be significant.

A host of new mechanical circulatory support devices are beginning or will soon begin clinical use. Most will start with BTTx use, but the Lionheart LVAD and Abiocor total artificial heart began with permanent implants. The wisdom of this decision will be tested as patients with serious adverse events, to be expected in this early phase of the technology, are exposed to prolonged support and the opportunities to improve device design in the clinical laboratory of BTTx are limited. Also, for pumps that are being used for BTTx trials, permanent implants should be postponed until the device-related SAEs are lower in the BTTx experience.

Limitations
There are several inherent limitations when comparing BTTx with permanent LVAD use outcomes. First, the BTTx group is generally younger (55 ± 11 years in our experience vs 66 ± 9.1 for REMATCH) [4]. The older patients in the nontransplant trial may have more comorbidities, and have a more difficult time recovering and rehabilitating from LVAD implant. On the other hand, the BTTx group are generally more acutely ill, with 77% of our patients on an intraaortic balloon pump, 56% intubated, and 22% on other circulatory support devices, with a median 5-day intensive care unit stay before LVAD implant. These acutely decompensated patients are more prone to early multiple organ failure, and may account for the high early risk of bloodstream infection. Most importantly, the BTTx temporary experience should underestimate late device failure/durability issues. Extended ex vivo bench testing probably gives the best estimate of late device failure. For instance, in REMATCH, device failures did not occur until beyond 12 months.

In conclusion, our BTTx experience predicted a significant rate of device-related infections, failures, and cerebral embolic events. These SAEs varied by device, and were modified by device changes. The same SAEs appeared in REMATCH and limit the success of permanent LVAD use with the technology employed in that trial.


    Acknowledgments
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
The authors thank Melanie Janka and Tess Knerik for manuscript preparation; Jingyuan Feng, Jeevanantham Rajeswaran, Lingmei Zhou, and Linda DiPaola for statistical analysis; and the Left Ventricular Assist Device/Transplant clinical team, especially Tiffany Buda, Michael Yeager, Ashley Sims, Deanna Hartman, Cathy Zilka, and Kym Zeroske, for outstanding care of these patients.


    Appendix 1
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
Statistical methodology
Each complication was analyzed as a time-related repeated event. Nelson’s cumulative event function provided nonparametric estimates [6]; a parametric multiphase hazard function methodology provided parametric estimates [7]. The events were compared with respect to device by means of overlap of confidence limits and comparison of hazard functions.

In addition, each event was considered as a modulated renewal process to determine if "complication begets complication." [8]

Competing risks
The earliest occurrence after first LVAD placement of one of three mutually exclusive outcomes was identified: (1) death, (2) transplant, and (3) removal of device after recovery. The common interval of analysis was either the interval between first LVAD placement and the earliest occurrence of one of these outcomes, or the duration by December 31, 2001 of being alive with the LVAD in place (censored).

Freedom from each event was estimated by the nonparametric product-limit method (formula 4.4.2 of Andersen and associates [9]). Variances of the estimates were based on the Greenwood formula (formula 4.4.19 of Andersen and associates [9]). Asymmetric confidence limits were calculated with the use of these variances and formula 6E-6 in Kirklin and Barratt-Boyes [10]. The instantaneous risk (hazard function) for each competing event was estimated by a parametric method (available on the Internet at http://www.clevelandclinic.org/heartcenter/hazard) that resolved the number of hazard phases, identified the shape of the hazard function, and estimated its values [6]. The width of the confidence limits for estimates calculated from the resulting equations was consistent with that for nonparametric estimates.

Consequences of the independent, simultaneously operative transition rates (hazard functions) from the category "Alive With LVAD in Place" into each of the event categories were calculated by integrating the parametric equations [11]. These calculations represent a time-related synthesis of the individual events.

Variables examined multivariably for each event are listed in Appendix 2. Multivariable analyses were conducted independently in the multiphase hazard function domain [7] for each of the three competing events to generate parsimonious equations. Both a guided technique of entry of variables into the multivariable models [13] and bootstrap bagging of 1,000 resamplings were used [14]. A p = 0.05 criterion, with 50% bootstrap reliability, was required to retain variables in the model.

Benefit of bridging
To assess the survival benefit of the total program of using LVADs as a BTTx, overall all-cause mortality was analyzed from the time of first LVAD implantation. Thus, total follow-up, including death before transplant and death after transplant, was considered. Nonparametric estimates of survival were obtained by the Kaplan-Meier method, and parametric estimates were obtained by a multiphase hazard function method.

Multivariable analysis focused on pre-LVAD risk factors (Appendix B). It used the variable selection methods described above under "Competing Risks."

Presentation
Regression coefficients are presented plus or minus 1 SE. These are presented rather than hazard ratios because the models, and the underlying data, were not proportional hazards across time. Confidence limits (CL) of parametric and nonparametric estimates are 68%, equivalent to plus or minus 1 SE.


    Appendix 2
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
Pre-LVAD variables considered in multivariable analysis
Demography
Age (years), gender, body surface area (m2)

Hemodynamics
Right atrial pressure, pulmonary artery pressures (systolic, diastolic, mean, capillary wedge), cardiac index

Etiology of myopathy
Ischemic, idiopathic dilated

Comorbidity (within 7 days of implantation)
Serum creatinine, total bilirubin, occurrence of ventricular tachycardia or fibrillation, infection

Temporary support pre-LVAD (within 3 days of implantation)
Intraaortic balloon pump, extracorporeal membrane oxygenation, ABIOMED, intubation, inotropic agents


    Discussion
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 
DR. O. H. FRAZIER (Houston, TX): This is an extensive, single-center report from the leading cardiovascular center in the United States. It covers the period from December 1991 to December 2001. About 6,000 TCI and Novacor pumps have now been implanted worldwide in centers throughout the United States and Europe. In the mid-1980s, however, there were just two centers involved: ours (Texas Heart Institute) with the HeartMate, and Stanford with the Novacor. And, there were just two surgeons: myself and Phil Oyer. Phil put in the first of these pumps as a bridge-to-transplant in 1984. The pump he used was the Novacor, placed intraperitoneally. Although the pump eroded into the colon, the patient was still transplanted and remains a long-term survivor. I implanted the first TCI pump extraperitoneally. Blood collected in the pocket, and the patient developed an infection. Ultimately, Phil went to the extraperitoneal approach with the Novacor, and I went to the intraperitoneal approach with the HeartMate.

I stress this because the early problems, particularly with the HeartMate, were related to the driveline exiting at the 6 o’clock position. Pat McCarthy trained with Phil. When Pat began using the HeartMate pump, he placed it in the extraperitoneal position, which allowed a large amount of blood to collect around a moving foreign body, contaminating the stiff driveline, which exited at the 6 o’clock position in the hypogastrium near the pocket. This positioning has since been changed, both with the pneumatic and with the electrical device. So, I think the problem with infection was much more a surgical issue of contamination with this large bulky device rather than a device issue.

Another interesting fact about the TCI is that the device failures occurred within a short period of time in 1995 and 1996. When the TCI was approved in 1994, additional personnel were hired to manufacture the device. Most of the problems were traced to this expansion. For example, the problem with inflow valve erosion was traced to a new person at Medtronic. Flaws caused by new machinists were corrected in the electrical pump. Now that these problems have been solved, we hope that there will be fewer long-term complications, particularly infection.

The work presented by this group is outstanding, because it shows us that excellent results can be obtained for these terribly sick patients. The overall registry for the HeartMate shows a 70% survival, not including ECMO patients. In the Cleveland Clinic experience, there is a 70% risk with improved 1-year survival posttransplant of nearly 90%, a number most centers meet.

I would like to ask Dr Navia how patients are selected for ECMO. There were 51 patients in this series who were on ECMO, so these were very high-risk patients. How these patients are converted from ECMO to an LVAD would be of interest. With the gravity-fill inlet cannula of the Novacor, it would be interesting to know the duration of follow-up with these patients and if the stroke rate continues over time.

The anticoagulation regimen that we use with the HeartMate has always been aspirin and Persantine. What anticoagulation regimen was used in the Heartmate patients who had cerebral bleeding?

These devices continue to improve. With the limitations of transplant, I think assist devices will soon be used long-term, which was, by the way, their original intent. Thank you for the opportunity to review this paper.

DR MATTHIAS LOEBE (Houston, TX): I would like to get some further information on how you address these three issues of device-related complications: infection, anticoagulation, and device failure. How did this affect your ability to transplant patients? Did you transplant patients with device failures on an emergency basis? Dr Frazier raised the issue of anticoagulation in the Novacor patients. As you well know, in the European experience, the thromboembolic rate has been reduced to less than 10% with a modified inflow graft as well as more delicate ways of anticoagulation. So I would be interested if you have undertaken any attempts to improve your anticoagulation treatment in these patients because your thromboembolic event rate was extremely high.

DR NAVIA: Dr Frazier, thank you very much for your comments. In our experience, there is a clear association with the increasing risk of pump pocket infection and the earliest pneumatic Heartmate implant. This was related to the proximity of the pump and the exit site of the driveline. The driveline tunnel is typically only 2 to 4 inches long and comes out on the left hypogastrium. As soon as the patient starts to mobilize, the driveline starts to loosen around the skin incision, becoming more apt to contamination.

On the other hand, both the Electric Heartmate and the Novacor have a driveline exit site that is 8 to 12 inches away from the pump pocket on the right hypogastrium. Therefore, a localized driveline infection is less likely to tract along the newly healed long tunnel and infect the pump pocket.

Another interesting point to address is that both Heartmates show a greater significant incidence of bloodstream infection than Novacor. Some sources of infection may include preexisting vascular lines, urinary catheter, prolonged ventilatory support, and also malnourishment, which can increase susceptibility to infection. However, there is a growing evidence that LVAD implantation leads to defects in cellular immunity secondary to an aberrant state of T-cell activation. These defects may predispose LVAD recipients to candidal and other systemic infections. In our opinion, infection remains a large and unresolved problem, and is a major source of morbidity and mortality of patients on LVAD support.

In terms of device failure, we have experienced more incidents with Heartmate than Novacor. The most common problem was inflow conduit erosion, driveline leak fractures, and electrical problems. However, since Heartmate made the changes, the incidence of failures decreased dramatically.

In our experience, the magnitude of embolic events was substantially different depending on the devices. Novacor has a significantly higher cumulative number of embolic events per patient than the Heartmate, even though all patients receive an intensive anticoagulation regimen. Heartmate, on the other hand, has a similar extremely low rate of embolic event across time. Since FDA approval was granted, the Novacor inflow conduit has been shorted and changed to a gelatin-seal graft (Vascutek), reducing the incidence of stroke rate, especially beyond 30 days. However, the overall Novacor Vascutek stroke rate was higher than Heartmate.

Temporary mechanical support devices like ECMO or Abiomed have been used to bridge seriously ill patients in profound cardiogenic shock after myocardial infarction or postcardiotomy. In our institution, patients presented in this kind of situation are supported with ECMO for 48 to 72 hours, and this time on support gives us the opportunity to perfuse vital organs and stabilize the patient. Sometimes, the heart recovers and the patient is weaned from the short-term mechanical support. If the heart function has not improved, and the patient is neurologically intact and a candidate for transplantation, then the patient is switched to a more complex support system of either the Heartmate or Novacor until a donor heart is available.

I would like to address Dr. Loebe’s question. First, we do not transplant the patient with a device failure on an emergency basis. We prefer to change or replace the device if there is a need, and we will then perform the heart transplantation in a more stable clinical condition. In terms of anticoagulation therapy during the Novacor support, we start giving heparin a few hours after surgery to achieve a partial thromboplastin time (PTT) of 50 to 70 seconds or an activated clotting time (ACT) of 180 to 200 seconds. Subsequently, warfarin is added to keep the International Normalized Ratio between 2.5 and 3.5, along with the aspirin or dipyridamole. In contrast, patients with either of the Heartmate LVADs do not require anticoagulation therapy unless they have a concomitant condition, such as atrial fibrillation, for which they are given warfarin. Most Heartmate patients are given aspirin, 325 mg a day. Patients with the Novacor device were on full anticoagulation therapy, and the difference of the thrombolism rate experienced by devices may be related to the interior surface of the devices. In our experience, the Novacor originally corrugated Dacron inflow graft frequently showed an extensive thrombus and a poorly adherent pseudointima formation at the time of the LVAD explant. Since the company changed for a vascutek graft, we have never experienced the thrombus formation on the graft, and the thrombolism rate significantly decreases.

Both implantable LVADs provide a good hemodynamic support and a good quality of life for patients awaiting heart transplantation. Although Novacor originally posed a higher risk of thromboembolic events, recent design changes have reduced the risk.

Unfortunately, LVADs carry a significant risk of infection, because of preexisting illness, vulnerable percutaneaus connection, and immunologic deficiencies related to prolonged support. Patients who develop driveline infection or device infection may be able to undergo heart transplantation, but the infection remains a serious limitation to widespread long-term LVAD support. Chronic device infection would decrease quality of life, and will increase the overall cost therapy. This may require pump replacement, with the consequent negative impact in clinical outcome. The devices are not perfected yet, in spite of the important device changes performed lately. The technology has to continue to evolve, and the better understanding of the problems and prompted modifications of the devices will produce a more reliable circulatory assist device for permanent implants, as a gold standard alternative to transplantation for older and sicker patients.


    References
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 Appendix 1
 Appendix 2
 Discussion
 References
 

  1. Portner P.M., Oyer P.E., Pennington G., et al. Implantable electric left ventricular assist system: bridge to transplantation and the future. Ann Thorac Surg 1989;47:142-150.[Abstract]
  2. McCarthy P.M., Savage R.M., Fraser C.D., et al. Hemodynamic and physiologic changes during support with an implantable left ventricular assist device. J Thorac Cardiovasc Surg 1995;109:409-418.[Abstract/Free Full Text]
  3. Evans R.W. Cost and insurance coverage associated with permanent mechanical cardiac assist/replacement devices in the United States. J Card Surg 2001;16:280-293.[Medline]
  4. Rose E.A., Gelijns A.C., Moskowitz A.J., et al. Long-term use of a left ventricular assist device for end-stage heart failure. N Engl J Med 2001;345:1435-1443.[Abstract/Free Full Text]
  5. Pae W.E., et al. Bethesda Conference: conference for the design of clinical trials to study circulatory support devices for chronic heart failure. Ann Thorac Surg 1998;66:1452-1465.[Free Full Text]
  6. Nelson W. Applied life data analysis. New York: John Wiley, 1982.
  7. Blackstone E.H., Naftel D.C., Turner M.E., Jr The decomposition of time-varying hazard into phases, each incorporating a separate stream of concomitant information. J Am Stat Assoc 1986;81:615-624.
  8. Kalbfleisch J.D., Prentice R.L. The statistical analysis of failure time data. New York: John Wiley, 1980.
  9. Andersen P.K., Borgan O., Gill R.D., Keiding N. Statistical models based on counting processes. Chapter 4. Nonparametric estimation. New York: Springer-Verlag, 1993.
  10. Kirklin J.W., Barratt-Boyes B.G. Cardiac surgery. Chapter 6. Surgical concepts, research methods, and data analysis and use. New York: John Wiley, 1986.
  11. Blackstone E.H., Lytle B.W. Competing risks after coronary surgery: the influence of death on reintervention. J Thorac Cardiovasc Surg 2000;119:1221-1232.[Abstract/Free Full Text]
  12. McCarthy P.M., Smedira N.G., Vargo R.L., et al. One hundred HeartMate LVAD patients: evolving concepts and technology. J Thorac Cardiovasc Surg 1998;115:904-912.[Abstract/Free Full Text]
  13. Baskerville J.C., Toogood J.H. Guided regression modeling for prediction and exploration of structure with many explanatory variables. Technometrics 1982;24:9-17.
  14. Breiman L. Bagging predictors. Machine Learning 1996;26:123-140.
  15. Frazier O.H., Rose E.A., Macmanus Q., et al. Multicenter clinical evaluation of the HeartMate 1000 IP left ventricular assist device. Ann Thorac Surg 1992;53:1080-1090.[Abstract]
  16. Frazier O.H., Rose E.A., Oz M.C., et al. HeartMate LVAD Investigators, Left Ventricular Assist System. Multicenter clinical evaluation of the HeartMate vented electric left ventricular assist system in patients awaiting heart transplantation. J Thorac Cardiovasc Surg 2001;122:1186-1195.[Abstract/Free Full Text]
  17. Jaski B.E., Lingle R.J., Kim J., et al. Comparison of functional capacity in patients with end-stage heart failure following implantation of a left ventricular assist device versus heart transplantation: results of the experience with left ventricular assist device with exercise trial. J Heart Lung Transplant 1999;18:1031-1040.[Medline]
  18. Kavarana M.N., Pessin-Minsley M.S., Urtecho J., et al. Right ventricular dysfunction and organ failure in left ventricular assist device recipients: a continuing problem. Ann Thorac Surg 2002;73:745-750.[Abstract/Free Full Text]
  19. McCarthy P.M. Right ventricular dysfunction and organ failure in left ventricular assist device recipients: a continuing problem [Invited Commentary]. Ann Thorac Surg 2002;73:750.[Free Full Text]
  20. Gordon S.M., Schmitt S.K., Jacobs M., et al. Nosocomial bloodstream infections in patients with implantable left ventricular assist devices. Ann Thor Surg 2001;72:725-730.[Abstract/Free Full Text]
  21. McCarthy P.M., Schmitt S.K., Vargo R.L., Gordon S.M., Keys T.F., Hobbs R.E. Implantable LVAD infections: implications for permanent use of the device. Ann Thorac Surg 1996;61:359-365.[Abstract/Free Full Text]



This article has been cited by other articles:


Home page
ICVTSHome page
A. Joshi, L. S. Magder, Z. Kon, S. Kallam, M. Kwon, R. Sangrampurkar, R. Pierson, and R. Poston
Association between prothrombin activation fragment (F1.2), cerebral ischemia (S-100{beta}) and international normalized ratio (INR) in patients with ventricular assisted devices
Interactive CardioVascular and Thoracic Surgery, June 1, 2007; 6(3): 323 - 327.
[Abstract] [Full Text] [PDF]


Home page
MMCTSHome page
A. Pavie, N. Reiss, and S. Aubert
Implantation technique of the Novacor left ventricular assist device
MMCTS, February 19, 2007; 2007(0219): 1529.
[Abstract] [Full Text] [PDF]


Home page
J. Thorac. Cardiovasc. Surg.Home page
S. Schenk, A. El-Banayosy, W. Prohaska, L. Arusoglu, M. Morshuis, W. Koester-Eiserfunke, L. Kizner, E. Murray, P. Eichler, R. Koerfer, et al.
Heparin-induced thrombocytopenia in patients receiving mechanical circulatory support
J. Thorac. Cardiovasc. Surg., June 1, 2006; 131(6): 1373 - 1381.
[Abstract] [Full Text] [PDF]


Home page
Ann. Thorac. Surg.Home page
S. Schenk, L. Arusoglu, M. Morshuis, K. Minami, P. Sarnowski, R. Koerfer, and A. El-Banayosy
Triple Bridge-to-Transplant in a Case of Giant Cell Myocarditis Complicated by Human Leukocyte Antigen Sensitization and Heparin-Induced Thrombocytopenia Type II.
Ann. Thorac. Surg., March 1, 2006; 81(3): 1107 - 1109.
[Abstract] [Full Text] [PDF]


Home page
J. Thorac. Cardiovasc. Surg.Home page
S. Schenk, P. M. McCarthy, E. H. Blackstone, J. Feng, R. C. Starling, J. L. Navia, L. Zhou, K. J. Hoercher, N. G. Smedira, and K. Fukamachi
Duration of inotropic support after left ventricular assist device implantation: Risk factors and impact on outcome
J. Thorac. Cardiovasc. Surg., February 1, 2006; 131(2): 447 - 454.
[Abstract] [Full Text] [PDF]


Home page
J. Thorac. Cardiovasc. Surg.Home page
N. C. Dang, V. K. Topkara, B. T. Kim, M. L. Mercando, J. Kay, and Y. Naka
Clinical outcomes in patients with chronic congestive heart failure who undergo left ventricular assist device implantation
J. Thorac. Cardiovasc. Surg., November 1, 2005; 130(5): 1302 - 1309.
[Abstract] [Full Text] [PDF]


Home page
Ann. Thorac. Surg.Home page
K. Doi, L. A. R. Golding, A. L. Massiello, M. W. Kopcak Jr, R. L. Gerhart, S. Schenk, M. Inoue, Y. Ootaki, and K. Fukamachi
Preclinical readiness testing of the arrow international CorAide left ventricular assist system
Ann. Thorac. Surg., June 1, 2004; 77(6): 2103 - 2110.
[Abstract] [Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map