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Ann Thorac Surg 2002;74:1075-1079
© 2002 The Society of Thoracic Surgeons


Original article: cardiovascular

Heart transplantation: echocardiographic assessment of morphology and function after more than 10 years of follow-up

Michaela Wilhelmi, MD*a, Klaus Pethig, MDa, Mathias Wilhelmi, MDa, Hien Nguyen, MTa, Martin Strüber, MDa, Axel Haverich, MDa

a Division of Thoracic and Cardiovascular Surgery, Hannover Medical School, Hannover, Germany

Accepted for publication May 29, 2002.

* Address reprint requests to Dr Wilhelmi, Division of Thoracic and Cardiovascular Surgery, Hannover Medical School, Carl-Neuberg-Straße 1, 30625 Hannover, Germany
e-mail: wilhelmi{at}thg.mh-hannover.de


    Abstract
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Background. Over recent years, heart transplantation (HTX) developed into a successful option for long-term treatment of end-stage heart failure. Ten-year survival ranges between 40% and 50%. Little is known, however, about function and morphology of transplanted hearts during follow-up of more than 10 years.

Methods. In a consecutive cohort of 65 patients (55 male, 54.6 ± 12.1 years at the time of transplantation), graft function was assessed by color Doppler echocardiography 12.5 ± 1.4 years after heart transplantation (10 to 15 years).

Results. Left atrial and ventricular dimensions were found in a normal range (LA 37.7 ± 8.9 mm, LV enddiastolic 45.6 ± 6.4 mm, 30 to 71 mm). Ejection fraction (EF) of 71 ± 11.7% and a fractional shortening of 35.3 ± 10.3% presented with normal values. Left ventricular mass (male 263.8 ± 111.4 g, female 373.0 ± 181.1 g) was slightly increased resulting in mild hypertrophy in women. Focused on right ventricular morphology, enlargement of both the right atrium and the right ventricle (RA 40.7 ± 11.8 mm, RV 37.4 ± 8.3 mm) was observed in the majority of the patients. Tricuspid valve insufficiency (> grade II) was present in 46 of 65 patients; 5 patients had previously undergone tricuspid valve replacement. Atrial filling waves were detectable in only 47 of 65 patients, thus, 28% of patients showed signs of LA-dysfunction.

Conclusions. More than 10 years post-HTX, cardiac grafts were characterized by normal left ventricular dimensions and ejection fraction. LA-dysfunction and RV-enlargement associated with tricuspid insufficiency were frequent findings, however, not associated with clinical signs of congestive heart failure in the majority of patients.


    Introduction
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
In patients with advanced heart failure, significant improvement in pharmacological and nonpharmacological treatment strategies resulted in better survival rates and quality of life. However, left ventricular (LV) function usually remains severely depressed and long-term follow-up is not yet available for many treatment modalities. In contrast to more recently developed therapeutical options, such as biventricular pacing or ß-blocker therapy, heart transplantation (HTX) was introduced into broad clinical use 20 years ago and might be considered the "gold standard" for adequately selected patients. However, beyond survival rates, little is known about graft function during late follow-up. In order to define morphology and function in hearts more than 10 years post-HTX, we studied a consecutive series of 65 patients by color Doppler echocardiography in our HTX outpatient clinic.


    Material and methods
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Between 1983 and 1989, 301 patients underwent heart transplantation at Hannover Medical School. With a 10-year survival rate of 52%, 156 patients were still alive after 10 years. Following our study protocol, we investigated consecutively all patients who visited our outpatient department for follow-up. However, because of loss of follow-up due to one of the following reasons, we finally investigated 65 consecutive patients (55 male and 10 female): (1) Follow-up managed in another transplant center (27%); (2) retransplantation (4%); (3) advanced malignancy (14%); (4) New York Heart Association (NYHA) class 4 (6%); (5) missed regular appointments (26%); (6) other reasons (8.8%).

Mean age at the time of heart transplantation was 54.6 years with a standard deviation of 12.1 years. The youngest recipient was 30 years old and the oldest was 62. Mean follow-up period was 12.5 years (range 10 to 15 years). Indication for heart transplantation was dilated cardiomyopathy in 45 patients, coronary artery disease in 17, and other disorders (valve disease, endocardial fibrosis, and hypertrophic cardiomyopathie) in 3. All the patients received bi-atrial anastomoses for cardiac transplantation according to the technique of Shumway and colleagues [1].

Immunosuppression comprised a triple-drug regimen using cyclosporin A, prednisolone, and azathioprin. Target levels for cyclosporin A were 200 to 250 µg/l during the 1st year, 150 to 200 µg/l during the 2nd, and 100 to 150 µg/l thereafter (translated into monoclonal assay). Patients with compromised renal function were treated with adapted cyclosporine levels. All patients were continuously and closely monitored by our transplant outpatient clinic. For blood pressure control, patients were treated with ACE-inhibitors, beta-blockers, calcium channel antagonists, peripheral vasodilators, or combinations of these drugs. Frequency of examination was at least every 3 months beyond the 1st year after transplantation. All recipients underwent standard evaluation consisting of echocardiography, electrocardiography, and coronary angiography on an annual basis.

Echocardiographic measurements were performed using a Hewlett-Packard Sonos 5500 ultrasound (Hamburg, Germany) imaging system with a 2 to 5-MHz transducer from a standard window in the left lateral position. To measure atrial and ventricular dimensions, we used m-mode recordings in the parasternal long axis. Atrial measurements were made in the donor part of the atrium. Ejection fraction was calculated with the formula of Teichholz and coworkers [2], V = (7.0/2.4 + d) x D3 (V = volume, D = internal systolic ventricular dimension, d = internal enddiastolic ventricular dimension). Left ventricular mass (LVM) was calculated in grams from the m-mode measurements of left ventricular enddiastolic diameter (LVEDD), interventricular septum thickness (IVST), and left ventricular posterior wall thickness (PWT), using the formula modified by Devereux and Reichek [3]: LVM = 1.04 ([LVEDD + IVST + PWT]3 - LVEDD3) - 13.6. Valve competence was assessed by color Doppler echocardiography four-chamber view). Right ventricular ejection fraction was estimated visually and graded in impaired, or not impaired. Pulse wave Doppler technique over the mitral valve was used for evaluating left ventricular diastolic and atrial function. E-wave is defined by early inflow in the left ventricle, and A-wave by atrial systole.

Statistics
Statistical analysis was performed by using SPSS (Statistical Package for Social Sciences) for Windows, Version 7.5.2 (SPSS Inc, Chicago, IL). Continuous values are presented as mean ± standard deviation. Categorical variables were analyzed by the {chi}2 test. Comparison of values between patients regarding echocardiographic data was performed by a t test for independent samples. Values within the groups during the observation period were compared by paired t test. Differences were considered significant with a p-value of less than 0.05.


    Results
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
Clinical status
Exercise tolerance in long-term survivors was excellent with 22 patients in NYHA functional class I, 20 patients in class II, 16 patients in class III, and 7 patients in class IV. The mean number of antihypertensive drugs was 2.8 ± 0.8. Concerning renal function, the mean creatinine level of 59 patients was 142.3 ± 71.7 µmol/l; a total of 6 patients were on hemodialysis.

Morphology
Left ventricular dimensions were predominantly within the normal range. The mean left ventricular enddiastolic diameter was 45.6 ± 6.4 mm; mean left ventricular endsystolic diameter was 29.2 mm (numbers are detailed in Table 1). Left atrial (LA) size presented within normal ranges with 37.7 ± 8.9 mm. Right heart dimensions were characterized by an enlargement of the right atrium (40.7 mm ± 11.8 mm) and the right ventricle (37.4 ± 8.3 mm) (Fig 1).


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Table 1. Echocardiographic Atrial and Ventricular Features

 


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Fig 1. Distribution of left and right ventricular dimensions. (LVEDD = left ventricular end-diastolic diameter; RVEDD = right ventricular end-diastolic diameter; ... = normal value LVEDD*; ---- = normal value RVEDD* [*Feigenbaum].)

 
Calculating left ventricular mass revealed mild left ventricular hypertrophy as a frequent finding with a mean left ventricular mass of 281 g ± 158 g. LV mass in women was 373 g ± 255 g (normal: 145 g ± 26 g), thus, higher than in men with 264 ± 124 g (normal: 208 g ± 43 g [4]). Increased LV mass was found in all women (10/10) and in 45 out of 55 male patients.

Cardiac function
Normal graft function was demonstrated by echocardiographic quantification of left ventricular ejection fraction (71% ± 11.7%) (Fig 2). Systolic function was completely normal in all but 2 patients, where ejection fractions of 34% and 49% were due to advanced allograft vasculopathy. Nineteen patients (29%) revealed an impaired right ventricular function; in 46 patients (71%), right ventricular function was normal. Mean fractional shortening (35.4% ± 10.3%) was observed within normal limits. The mean isovolumetric relaxation time was 88.2 ms ± 16.1 ms (range 60 ms to 140 ms). Furthermore, significant coronary stenoses (>50%) were found in 28 patients (43%) as assessed by coronary angiography.



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Fig 2. Graft function 10 years after heart transplantation. (EF = ejection fraction; FS = fractional shortening; ... = normal value EF*; ---- = normal value FS* [*Feigenbaum].)

 
Assessment of valvular competence revealed tricuspid regurgitation (TI) in 59 of 65 patients (90%). Using a scale from grade 0 to IV, TI grade I was seen in 13 recipients (20%), grade II in 22 (33%), grade III in 15 (23%), and grade IV in 4 (6%). Five patients in this cohort had undergone tricuspid valve replacement and were in a stable condition at the time of follow-up.

Normal mitral valve function was seen in 52 patients, 12 had mild mitral valve insufficiency, and 1 showed mitral valve regurgitation grade II. Competent function of the aortic valve was seen in 62 patients (95%), with mild aortic valve insufficiency in only 3 recipients, and no cases of degenerative stenosis.

An atrial filling wave was detectable in only 47 patients (72%). In the remaining 18 recipients with left atrial dysfunction, the underlying disease prior to HTX had been dilated cardiomyopathy in 17 and coronary artery disease in 1.


    Comment
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 
During the last decade, heart transplantation has been established as an adequate treatment for patients with end-stage heart failure. With the increasing success of heart transplant programs, the number of long-term survivors is growing continuously [5]. To date, the oldest heart transplant recipient is still alive, 26 years after HTX. Focused on our unicentric experience at Hannover Medical School, a survival half-life time of 10.7 years resulted.

However, despite these encouraging results, the later years after HTX are still accompanied by significant complications and deterioration of cardiac function [6]. In contrast to short-term heart transplant survivors where acute rejection and infection play a dominant role in mortality, the main causes for complications in long-term survivors are chronic rejection and the side effects of immunosuppressive medication [7]. In addition to these complications, reduced graft function may occur due to denervation of the graft and rhythm disturbances [8]. For these reasons, echocardiographic evaluation remains mandatory for a continuously growing number of patients following heart transplantation.

Echocardiographic assessment, in our patient cohort more than 10 years post-HTX, revealed as major findings: (1) a well-preserved left ventricular systolic function; (2) right ventricular and right atrial enlargement in the majority of patients; (3) intact left-sided heart valves as opposed to tricuspid regurgitation in the majority of grafts; and finally, (4) left atrial dysfunction as a frequent finding. In connection with the clinical status of the patients, these data can be considered a confirmation of heart transplantation to function as a successful and long-lasting treatment option for advanced heart failure.

Long-term survival and a consistent improvement in quality of life in patients surviving end-stage heart disease by transplantation [6, 7] is mainly based on a normalization of cardiac function. A mean ejection fraction of 62.8 ± 7.3% corresponding to a fractional shortening of 35.4 ± 10.3% in our patient cohort demonstrates that early and intermediate normalization of systolic contractility, as shown by earlier invasive and noninvasive approaches [9], remains constant over a 10 to 15-year period.

Comparable data were shown by De Campli and associates [10] in a 1995 study with 40 patients more than 10 years after heart transplantation. Invasive measurements from De Campli and colleagues showed relatively normal hemodynamic data and a well-preserved graft function in 26 patients.

All these data may serve as the major explanation for the favorable clinical status and exercise tolerance during long-term follow up after heart transplantation demonstrated independently by several groups [6, 7, 11]. Although severe left ventricular dysfunction is rare, in almost all cases caused by advanced cardiac allograft vasculopathy, there is some concern about an increasing diastolic dysfunction over time. Left ventricular hypertrophy due to a cyclosporine-induced arterial hypertension [9] and a progressive interstitial fibroses induced by ongoing cytokine activation [12, 13] are considered to be involved in pathogenesis. Noninvasive evaluation, especially by assessing the transmitral flow by echocardiography is limited by a left atrial dysfunction [14]. However, invasive studies suggest that this factor may contribute to a limited cardiac output in some patients and may become of increasing importance over time [15].

In contrast to normal left heart function parameters, enlargement of right atrium and ventricle appears to be a frequent observation. Several explanations have been discussed over the years [16]. These include a chronic pressure overload due to persistent pulmonary hypertension and a volume overload due to primary or secondary tricuspid insufficiency. As severe pulmonary hypertension is rare after HTX, tricuspid regurgitation, seen in more than 90% of patients, appears to be the most probable explanation. A geometric mismatch between donor and recipient atrial size, an inadequate dilated pericardial cavity [17], and biopsy-induced flail leaflets [18, 19] are involved in pathogenesis. Clinical symptoms related to right heart failure were unexpectedly rare in our cohort, but more frequently reported by others [16]. In 46 patients, the estimated right ventricle function was without impairment. As a consecutive series of tricuspid reconstructions failed, valve replacement may be considered the treatment of choice in symptomatic patients [20]. The subgroup of 5 patients with biological prostheses in tricuspid position reported here, recovered early after surgery with a stable course further on.

In comparison, left-sided heart valves presented in almost all patients with a normal morphology and function over the years. Degenerative aortic and mitral valve insufficiency or stenoses did not develop. Endocarditis, as might be expected due to immunosuppression, was not observed in this cohort and seems to be rare in heart transplant recipients in general [7, 21, 22].

As a final consideration, left atrial function has to be addressed. Especially utilizing the classic Shumway and coworkers’ [1] technique, an enlarged atrial filling volume, a potential mismatch between donor and recipient, as well as an ischemic or myopathic pathology in the recipient may contribute to left atrial dysfunction. Most of our patients with LA dysfunction had dilated cardiomyopathy. Despite all limitations in noninvasive detection of atrial function [14, 15], a lack of atrial filling waves demonstrates severe atrial dysfunction in at least 25% of the patients examined here.

In conclusion, this study demonstrates that heart transplantation results in normal left ventricular myocardial and valvular function, even more than 10 years postoperatively. Frequently, right heart function and tricuspid valve competence are impaired. However, symptomatic right heart failure is rare; tricuspid valve replacement might become necessary in these patients and can be performed successfully. Left atrial dysfunction can be observed and may be of clinical importance due to depressed hemodynamics and an increased risk of systemic embolism.


    References
 Top
 Abstract
 Introduction
 Material and methods
 Results
 Comment
 References
 

  1. Shumway N.E., Lower R.R., Stofer R.C. Transplantation of the heart. Adv Surg 1966;2:265-284.[Medline]
  2. Teichholz L.E., Kreulen T., Herman M.V., Gorlin R. Problems in echocardiographic volume determinations: echocardiographic-angiographic correlations in the presence of absence of asynergy. Am J Cardiol 1976;37:7-11.[Medline]
  3. Devereux R.B., Reichek N. Echocardiographic determination of left ventricular mass in man: anatomic validation of the method. Circulation 1977;55:613-618.[Abstract/Free Full Text]
  4. Levy D., Savage D., Garrison R., Anderson K., Kannel W., Castelli W. Echocardiographic criteria for left ventricular hypertrophy: the Framingham heart study. Am J Cardiol 1987;59:956-960.[Medline]
  5. Hosenpud J.D., Bennett L.E., Keck B.M., Fiol B., Boucek M.M., Novick R.J. The Registry of the International Society of Heart and Lung Transplantation—sixteenth official report 1999. J Heart Lung Transplant 1999;18:611-626.[Medline]
  6. Fraund S., Pethig K., Franke U., et al. Ten year survival after heart transplantation: palliative procedure or successful long term treatment?. Heart 1999;82:47-51.[Abstract/Free Full Text]
  7. Hetzer R., Albert W., Hummel M., et al. Status of patients presently living 9 to 13 years after orthotopic heart transplantation. Ann Thorac Surg 1997;64:1661-1668.[Abstract/Free Full Text]
  8. Heublein B., Haverich A., Borst H.G. Long term follow-up after orthotopic heart transplantation. Thorac Cardiovasc Surg 1990;38:285-290.[Medline]
  9. Von Scheidt W., Ziegler U., Kemkes B.M., Reichart B., Erdmann E. Long term myocardial function after heart transplantation. Thorac Cardiovasc Surg 1993;41:156-162.[Medline]
  10. De Campli W., Luikart H., Hunt S., Stinson B. Characteristics of patients surviving more than ten years after cardiac transplantation. J Thorac Cardiovasc Surg 1995;109:1103-1115.
  11. Robbins R., Barlow C., Oyer P., et al. Thirty years of cardiac transplantation at Stanford University. J Thorac Cardiovasc Surg 1999;117:939-951.[Abstract/Free Full Text]
  12. Aziz T., Saad R., Burgess M., Yonan N., Hasleton P., Hutchinson M. Transforming growth factor beta and myocardial dysfunction following heart transplantation. Eur J Cardiothorac Surg 2001;20:177-186.[Abstract/Free Full Text]
  13. Stetson S., Perez-Verdia A., Mazur W., et al. Cardiac hypertrophy after transplantation is associated with expression of tumor necrosis factor-alpha. Circulation 2001;104:676-681.[Abstract/Free Full Text]
  14. Spes C., Tammen A., Fraser A., Uberfuhr P., Theisen K., Angermann C. Doppler analysis of pulmonary venous flow profiles in orthotopic heart transplant recipients: a comparison with mitral flow profiles and atrial function. Z Kardiol 1996;85:753-760.[Medline]
  15. Lauerma K., Harjula A., Jarvinen V., Kupari M., Keto P. Assessment of right and left atrial function in patients with transplanted hearts with the use of magnetic resonance image. J Heart Lung Transplant 1996;15:360-367.[Medline]
  16. Chan M., Giannetti N., Kato T., et al. Severe tricuspid regurgitation after heart transplantation. J Heart Lung Transplant 2001;20:709-717.[Medline]
  17. Haverich A., Albes J., Fahrenkamp G., Schaefers H.J., Wahlers T., Heublein B. Intraoperative echocardiography to detect and prevent tricuspid valve regurgitation after heart transplantation. Eur J Cardiothorac Surg 1991;5:41-45.[Abstract]
  18. Yankah A., Musci M., Wenig Y., et al. Tricuspid valve dysfunction and surgery after orthotopic cardiac transplantation. Eur J Cardiothorac Surg 2000;17:343-348.[Abstract/Free Full Text]
  19. Williams M.J., Lee M., DiSalvo T., et al. Biopsy-induced flail tricuspid leaflet and tricuspid regurgitation following orthotopic cardiac transplantation. Am J Cardiol 1996;77:1339-1344.[Medline]
  20. Wahlers T., Albes J., Pethig K., et al. Valve reconstruction or replacement for long-term biopsy-induced tricuspid regurgitation following heart transplantation. Transpl Int 1996;9(Suppl 1):S247-S248.
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