ATS
HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
 QUICK SEARCH:   [advanced]


     


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Add to Personal Folders
Right arrow Download to citation manager
Right arrow Author home page(s):
Dominique Gossot
Dominique Grunenwald
Right arrow Permission Requests
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Gossot, D.
Right arrow Articles by Ribaud, P.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Gossot, D.
Right arrow Articles by Ribaud, P.
Related Collections
Right arrow Lung - other

Ann Thorac Surg 2002;73:240-244
© 2002 The Society of Thoracic Surgeons


Original article: general thoracic

Full thoracoscopic approach for surgical management of invasive pulmonary aspergillosis

Dominique Gossot, MD*a, Pierre Validire, MDb, Rosaire Vaillancourt, MDa, Gérard Socié, MDc, Hélène Esperou, MDc, Agnes Devergie, MDc, Philippe Guardiola, MDc, Dominique Grunenwald, MDa, Eliane Gluckman, MD, PhDc, Patricia Ribaud, MDc

a Thoracic Department, Institut Mutualiste Montsouris, Paris, France
b Pathology Department, Institut Mutualiste Montsouris, Paris, France
c Hematology Department, Bone Marrow Transplant Unit, Hôpital Saint-Louis, Paris, France

Accepted for publication August 24, 2001.

* Address reprint requests to Dr Gossot, Thoracic Department, Institut Mutualiste Montsouris, 42 Bd Jourdan, F-75014 Paris, France
e-mail: dominique.gossot{at}imm.fr


    Abstract
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
Background. Invasive pulmonary aspergillosis (IPA) is a frequent and serious infection occuring in patients with hematologic malignancies and allogenic stem cell transplant (SCT) recipients, causing a high mortality rate. We report the use of full thoracoscopic management in 19 patients.

Methods. Nineteen patients (mean age 27 years) with diagnosed or probable IPA were operated on. Seventeen had an hematologic malignancy and 2 had a refractory aplastic anemia. Nine patients had undergone an allogenic SCT that was complicated by a graft-versus-host disease in 5 patients. In 3 patients, SCT was pending. All patients had preoperative systemic antifungal therapy for at least 2 weeks. Fifteen patients had only one lesion, whereas 4 had two lesions. Eight patients had an absolute neutrophil count less than 3,000 and 2 less than 1,000, and 9 were thrombopenic (platelet count <60,000) at the day of surgery. Wedge resections were performed in 7 patients and lobectomies were performed for the other 12. For the latter, an open approach via posterolateral thoracotomy was decided upon in only 1 patient. For the other 11 lobectomies, a mini-thoracotomy was needed in 3 cases for intraoperative difficulties. Conversion to conventional thoracotomy was necessary for 2 of these patients. In total, out of the 19 patients, 15 had a total endoscopic approach, 3 had a thoracotomy, and 1 had a video-assisted approach.

Results. There was no intraoperative mortality. In the group of wedge resections, no intraoperative or postoperative complication occurred. In the lobectomy group, three hemorrhages occurred during dissection of the pulmonary artery in the fissure, leading to conversion to a mini-thoracotomy in 2 patients and to a classic postero-lateral thoracotomy in 1 patient. There were two minor complications: one pneumothorax and one mild pleural effusion.

Conclusions. In these debilitated and immunocompromised patients, a full thoracoscopic resection of fungal infection is feasible, even for lobectomies. It allows a simpler postoperative course and minimizes sequelae.


    Introduction
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
Invasive pulmonary aspergillosis (IPA) is a frequent and serious disease occurring in patients suffering from hematologic malignancies. Its mortality rate is more than 40% at 3 months after diagnosis [1] and has been reported to be more than 80% after allogeneic stem cell transplantation (SCT) [2]. On the other hand, candidates for transplant may have contracted an IPA before being referred to the transplant center. This condition is no longer considered as a formal contraindication to transplantation, although early mortality due to IPA has been reported to be as high as 30% [3]. Several publications have stressed the role of surgical resection for preventing systemic diffusion, massive bleeding, or relapses and reducing the mortality of IPA [47]. The reported postoperative mortality is high but mainly related to systemic complications of aspergillosis. Surgical postoperative complications are rare. For those surviving patients, surgical resection can allow for a long disease-free survival.

Although several authors have reported video-assisted wedge resections for IPA, thoracoscopic major pulmonary resections have not been described in this situation. However, in these young patients with otherwise healthy lungs, thoracoscopy might be a valuable approach if large vessels are not involved by the fungal infection. We report our experience with a preferential thoracoscopic approach for these patients.


    Patients and methods
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
From 1995 to 2000, we operated on 19 patients with a diagnosis of definite (n = 15) or probable (n = 4) IPA. Patients were classified as having a definite diagnosis of IPA when fungal hyphae were observed directly in bronchoalveolar lavage or in two consecutive sputum samples, culture of these specimens, or both, in conjunction with a suggestive lung computed tomography (ie, halo sign or air crescent) [8]. Positive cultures of Aspergillus were not required for diagnosis when smears or biopsies of tissue contained fungal hyphae. The diagnosis was considered probable when computed tomography was suggestive [9]. The group consisted of 10 males and 9 females, with a mean age of 27 years (15 to 41 years). Seventeen had an hematologic malignancy and 2 had a refractory aplastic anemia. Nine patients had undergone an allogenic SCT. At the time of surgery, 5 patients were receiving high-dose steroids for treatment of graft-versus-host disease. In 3 patients, SCT was pending and surgical resection of IPA was considered as a prerequisite for transplant. All patients had undergone preoperative systemic antifungal therapy (Amphotericin B or Itraconazole) for at least 2 weeks.

Bronchoalveolar lavage performed immediately before surgery was negative in 2 patients out of the 7 done. Aspergillus antigenemia was positive in 7 patients, negative in 10, and not assessed in 2. Fifteen patients had only one lesion, whereas 4 had two lesions in the same lung. Eight patients had an absolute neutrophil count less than 3,000 and 2 less than 1,000, and 9 were thrombopenic (platelet count < 60,000) at the day of surgery.

Finally, surgery was indicated as part of antifungal therapy in 12 patients, because of hemorrhagic hazard in 3 and for diagnostic confirmation before SCT in 4.

Surgery
Only one open posterolateral thoracotomy was decided upon preoperatively because of evident invasion of the pulmonary artery on computed tomography. For all other patients, a thoracoscopic approach was chosen. It was performed under split ventilation in all except 1 patient, a 15-year-old female patient in whom a double-lumen tube insertion was not possible; a lobectomy was performed on an inflated lung without major concern.

Wedge resections were performed in 7 patients. In 1 of them, a pleural resection was done to allow for an en bloc resection of both the pulmonary lesion and pleura (Fig 1). None of these seven wedge resections needed an open conversion.



View larger version (152K):
[in this window]
[in a new window]
 
Fig 1. Typical aspect of an Aspergillus lesion invading the pleura and the intercostal space. An en bloc resection is done using ultrasonic dissection.

 
Lobectomy was performed in 12 patients. It was associated with pleural excision in 2 patients and with a wedge resection in 1. One of the patients had a preoperatively decided thoracotomy as mentioned above. For the 11 other patients, a mini-thoracotomy was needed in 3 cases, because of intraoperative difficulties. A conversion to conventional thoracotomy was made necessary in 2 patients because of hazardous dissection of the pulmonary artery. Finally, 8 patients had their lobectomy carried out with full endoscopic dissection (Fig 2), using only video imaging and endoscopic instruments. A port incision was enlarged at the end of the procedure for extraction of the specimen, once it had been placed into a retrieval bag.



View larger version (115K):
[in this window]
[in a new window]
 
Fig 2. Aspect 1 month after a full thoracoscopic right upper lobectomy with wedge-resection of the lower lobe for invasive aspergillosis. (Lower arrows = port incisions; upper arrow = extraction incision.)

 
In total, out of the 19 patients, 15 had a total endoscopic approach, 3 had a thoracotomy, and 1 had a video-assisted approach.


    Results
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
There was no intraoperative mortality. In the group of wedge resections, there were neither intraoperative nor postoperative complications. The duration of stay in surgery ranged from 2 to 5 days (average 2.5 days).

In the lobectomy group, three hemorrhages occurred during dissection of the pulmonary artery within the fissure, leading to conversion to a mini-thoracotomy in two cases and to a classic posterolateral thoracotomy in one case. Dense adhesions and inflammation near hilar structures were a major hindrance in five cases. They were responsible for the three hemorrhages and five open conversions. However, in 5 patients, they did not prevent a full endoscopic lobectomy. None of the intraoperative hemorrhages required transfusion.

There were two minor complications in the lobectomy group: one pneumothorax that did not need to be drained and one mild pleural effusion, also not drained. The postoperative stay in surgery ranged from 4 to 7 days (average 5.4 days). The short stay in surgery is partly explained by the fact that most patients were referred to their original hematologic department after surgery. No parietal or intrapleural infection was detected. All patients received postsurgery antifungal drugs.

Follow-up
As of December 1, 2000, the median follow-up was 13 months (1 to 32 months). No patient died in the first 30 postoperative days. Four patients succumbed between the second and third months: 2 died from cerebral aspergillus infection despite the fact that the preoperative brain computed tomography was normal; 2 other patients died from unrelated causes: hepatic failure (1) and leukemic brain localization (1).

The 3 patients who were waiting for SCT were transplanted within 1 month after surgery.

Pathology
The diagnosis of invasive aspergillosis was confirmed in all but 3 patients. In 2 patients, only areas of necrotic infarction were found and were assumed to correspond to so-called mycotic lung sequestrum. In 1 patient, a bacterial pneumopathy with negative culture and without any sign of Aspergillus infection was found. In the other 16 patients, the diagnosis of IPA was confirmed with typical fungal elements.

In all lobectomy specimens, margins of resection were clear of Aspergillus. Of the seven wedge resections, one presented some degree of inflammation and macrophagic infiltration at the resection margin, and two were showing some septate hyphae in the margin, suggesting an incomplete resection. One of these patients died at day 50 from brain localization of Aspergillosis. The second patient is disease free after a 15-month follow-up period.


    Comment
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
Most authors agree that IPA is highly severe in immunocompromised patients, especially in allogenic SCT recipients or in patients transplanted after an episode of IPA. In this latter setting, the risk of early relapse is more than 30% [3]. However, improvement of outcome may now be expected from earlier diagnosis, more intensive antifungal therapies using less toxic drugs, and surgical resection in selected patients [10].

However, despite the fact that the intra- and perioperative morbidity of surgical resections is low in most series, one must realize that surgery usually occurs during a long and exhausting treatment. Therefore, reducing the invasiveness of surgery seems beneficial for these immunocompromised patients. Although video-assisted wedge resections of IPA lesions have recently been reported [4, 5], we have found no cases of video-assisted or endoscopic lobectomies for IPA in the literature. At first sight, an endoscopic approach for a pathology that has the reputation of being associated with major inflammation as well as lymph node enlargement seems questionable. However, there are some arguments in favor of endoscopic procedure. (1) Most patients are young (mean age of 27 years in this series) and have healthy lungs beside infected areas. Therefore, despite some degree of inflammation, the anatomy remains clear and fissures are complete in most cases. (2) Most patients are neutropenic and thrombopenic. Avoiding a thoracotomy with its inherent muscular incisions is beneficial. (3) Eventually, in these young patients who have already suffered or will suffer from several invasive treatments, avoiding the consequences of a thoracotomy must be considered.

When the lesion is small sized and subpleural, a wedge resection is the treatment of choice [2]. There were no complications in our series and the postoperative stay has always been less than 3 days. However, despite advantages, some shortcomings must be noted. (1) The limited opening of the endoscopic staplers, although improved in the new generation of staplers, does not always allow an easy resection. (2) A tight invasion of the pleura may be impossible to manage thoracoscopically, because most endoscopic instruments are not stiff enough for this use. (3) A security margin must be respected in order to avoid leaving infected tissues on the margins (Fig 3) [2, 7]. In the case of a deeply located lesion, a segmentectomy might be a better alternative than a wedge resection. But, when operating thoracoscopically, the surgeon may tend to do a lobectomy rather than a segmentectomy, a more difficult procedure when done endoscopically.



View larger version (144K):
[in this window]
[in a new window]
 
Fig 3. Thoracoscopic wedge resection of a subpleural invasive aspergillosis. Note that the fungal cavity is surrounded by a dense inflammation zone that can be infiltrated by fungal agents. This underlines the need for a large resection.

 
Video-assisted lobectomies are usually done using a combination of endoscopic and conventional dissection through a so-called "utility" or "access" incision [1115]. Very few authors have used a full endoscopic dissection [1618]. With this technique, all the hilar dissection is done by means of endoscopic instruments under video control. An incision is done only at completion of the lobectomy for specimen extraction. Thus, the extraction incision can be made in a site where it gives minimal sequels (eg, the axilla). This technique may seem more challenging because it requires time and endoscopic skill, but it is our preferred approach for the following reasons: (1) it requires a highly accurate dissection, which means minimal oozing and bleeding; (2) manipulation of the parenchyma is limited; and (3) the chest wall incision is reduced to the minimum.

For nonmalignant pathologies like IPA, where a complete lymphadenectomy is not needed, this approach is particularly appropriate. Inflammation of the parenchyma in the fissure and lymph node enlargement may be concerns. They were noticed in 11% of patients by Habitcht and associates [5]. But the use of ultrasonic dissection [19] as well as a thorough dissection help overcome these problems. Tight inflammatory adhesions to the vessels have been a real problem in only 5 patients and have led to open conversion. The difficulty related to inflammation is often outweighed by the facility of operating on a healthy and young lung. We have easily achieved a middle lobectomy without split ventilation, which would be almost impossible to do thoracoscopically in an older and smoker patient.

Some publications about video-assisted lobectomies have shown little benefit with respect to operative time, blood loss, and postoperative stay [11, 12]. However, these studies have compared a thoracotomy with a so-called "access incision." The latter is at least 6 to 10 cm long and the use of a rib spreader is frequent. Because we have not conducted a comparative study between full endoscopic lobectomy and video-assisted lobectomy, we cannot assert that there is a proven benefit to this technique, but the postoperative course has always been remarkably uneventful, both from the clinical and the radiographic aspect. Recently, some studies have demonstrated than the thoracoscopic approach is associated with less inflammatory response [20, 21]. Yim and associates have shown that the release of proinflammatory and inflammatory cytokines was less after video assisted thoracic surgery lobectomy than after conventional lobectomy, indicating a reduced postoperative inflammatory reaction [21]. So far, the clinical benefit of such a response is not documented. However, according to Yamada and associates, high serum levels of interleukin-6 and interleukin-8 after thoracic surgery are associated with an increased incidence of postoperative infection [22].

In severely immunocompromised and often thrombopenic patients with IPA, a full endoscopic approach limits the consequences of pulmonary resections. Another argument supporting a limited resection via thoracoscopy is that in some instances, the aim of surgery is also diagnostic, because serology and bronchial lavage is often negative [5].

There are, however, three limitations to an endoscopic approach. (1) Tight pleural invasion may be impossible to manage thoracosopically, because most endoscopic instruments are not stiff enough for this use. (2) Dense inflammation and hazardous vascular dissection may require assistance of a mini-thoracotomy, or even conversion to a standard thoracotomy. (3) Some deeply located lesions are better managed by a segmentectomy [2, 4, 5] than by a wedge resection. In these cases, a thoracotomy may be more appropriate.


    Acknowledgments
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 
We thank Jennifer Matheson for her help in improving the English language of the text.


    References
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Comment
 Acknowledgments
 References
 

  1. Denning D., Stevens D. Antifungal and surgical treatment of invasive aspergillosis: review of 2121 published cases. Infect Dis 1990;12:147-220.
  2. Lupinetti F., Behrendt D., Giller R., Trigg M., deAlarcon P. Pulmonary resection for fungal infection in children undergoing bone marrow transplantation. J Thorac Cardiovasc Surg 1992;104:684-687.[Abstract]
  3. Offner F., Cordonnier C., Ljungman P., et al. Impact of previous aspergillosis on the outcome of bone marrow transplantation. Clin Infect Dis 1998;26:1098-1103.[Medline]
  4. Bernard A., Caillot D., Couaillier J., Casasnovas O., Guy H., Favre J. Surgical management of invasive pulmonary aspergillosis in neutropenic patients. Ann Thorac Surg 1997;64:1441-1447.[Abstract/Free Full Text]
  5. Habitcht J., Reichenberger F., Gratwohl A., Zerkowski H., Tamm M. Surgical aspects of resection for suspected invasive pulmonary fungal infection in neutropenic patients. Ann Thorac Surg 1999;68:321-325.[Abstract/Free Full Text]
  6. Martino R., Loez R., Sureda A., Brunet S., Domingo-Albos A. Risk of reactivation of a recent invasive fungal infection in patients with hematological malignancies undergoing further intensive chemo-radiotherapy. A single-center experience and review of the literature. Haematologica 1997;82:297-304.[Abstract/Free Full Text]
  7. Salerno C., Ouyang D., Pederson T., et al. Surgical therapy for pulmonary Aspergillosis in immunocompromised patients. Ann Thorac Surg 1998;65:1415-1419.[Abstract/Free Full Text]
  8. Young V., Maghur H., Luke D., McGovern E. Operation for cavitating invasive pulmonary aspergillosis in immunocompromised patients. Ann Thorac Surg 1992;53:621-624.[Abstract]
  9. Ribaud P., Chastang C., Latgé J., et al. Survival and prognostic factors of invasive aspergillosis after allogenic bone marrow transplantation. Clin Infect Dis 1999;28:322-330.[Medline]
  10. Stevens D., Kan V., Judson M., et al. Practice guidelines for diseases caused by Aspergillus. Clin Infect Dis 2000;30:696-709.[Medline]
  11. Giudicelli R., Thomas P., Lonjon T., et al. Video-assisted minithoracotomy versus muscle-sparing thoracotomy for performing lobectomy. Ann Thorac Surg 1994;58:712-718.[Abstract]
  12. Kirby T., Mack M., Landreneau R., Rice T. Lobectomy. Video-assisted thoracic surgery versus muscle-sparing thoracotomy. A randomized trial. J Thorac Cardiovasc Surg 1995;109:997-1002.[Abstract]
  13. Morikawa T., Katoh H., Takeuchi E., Ohbuchi T. Technical feasibility of video-assisted lobectomy with radical lymphadenectomy for primary lung cancer. Surg Laparosc Endosc 1998;8:466-473.[Medline]
  14. Walker W., Carnochan F., Pugh G. Thoracoscopic pulmonary lobectomy: early operative experience and preliminary clinical results. J Thorac Cardioviasc Surg 1993;106:1111-1117.
  15. Yim A.P., Ko K.M., Chau W.S., Ma C.C., Ho J.K., Kyaw K. Video-assisted thoracoscopic anatomical lung resections. The initial Hong Kong experience. Chest 1996;109:13-17.[Abstract/Free Full Text]
  16. Gossot D., Aidan K., Cattan P., Grozier F., Sarfati E., Célérier M. Complications of video-assisted lobectomies. Surg Endosc 1998;12:526.
  17. Poulin E., Labbé R. Fully thoracoscopic pulmonary lobectomy and specimen extraction through rib segment resection. Surg Endosc 1997;11:354-358.[Medline]
  18. Rossi L., Litwin D., Gowda K. Anatomic thoracoscopic lobectomy (ATL) witout minithoracotomy: preliminary experience. Surg Laparosc Endosc 1996;6:49-55.[Medline]
  19. Gossot D., Buess G., Cuschieri A., et al. Ultrasonic dissection for endoscopic surgery. Surg Endosc 1999;13:412-417.[Medline]
  20. Leaver H., Craig S., Yap P., Walker W. Phagocyte activation after minimally invasive and conventional pulmonary lobectomy. Eur J Clin Invest 1996;26:210.
  21. Yim A., Wan S., Wai Lee T., Arifi A. VATS lobectomy reduces cytokine responses compared with conventional surgery. Ann Thorac Surg 2000;70:243-247.[Abstract/Free Full Text]
  22. Yamada T., Hisanaga M., Nakajima Y. Serum interleukin-6, interleukin-8, hepatocyte growth factor, and nitric oxide changes during thoracic surgery. World J Surg 1998;22:783-790.[Medline]



This article has been cited by other articles:


Home page
Clin. Microbiol. Rev.Home page
N. Singh and D. L. Paterson
Aspergillus Infections in Transplant Recipients
Clin. Microbiol. Rev., January 1, 2005; 18(1): 44 - 69.
[Abstract] [Full Text] [PDF]


Home page
Ann. Thorac. Surg.Home page
Y. Doki, K. Ichiki, M. Tsuda, M. Toge, T. Misaki, K. Usuda, and S. Sugiyama
Complete port-accessed lobectomy by the muscle-sparing method
Ann. Thorac. Surg., June 1, 2004; 77(6): 2230 - 2231.
[Abstract] [Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Add to Personal Folders
Right arrow Download to citation manager
Right arrow Author home page(s):
Dominique Gossot
Dominique Grunenwald
Right arrow Permission Requests
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Gossot, D.
Right arrow Articles by Ribaud, P.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Gossot, D.
Right arrow Articles by Ribaud, P.
Related Collections
Right arrow Lung - other


HOME HELP FEEDBACK SUBSCRIPTIONS ARCHIVE SEARCH TABLE OF CONTENTS
ANN THORAC SURG ASIAN CARDIOVASC THORAC ANN EUR J CARDIOTHORAC SURG
J THORAC CARDIOVASC SURG ICVTS ALL CTSNet JOURNALS