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Ann Thorac Surg 1997;64:960-964
© 1997 The Society of Thoracic Surgeons
Department of Pulmonary Medicine and Department of Thoracic and Heart Surgery, Gentofte Hospital, University of Copenhagen, Copenhagen, Denmark
Accepted for publication March 25, 1997.
| Abstract |
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Methods. Ninety-seven consecutive patients with lung malignancy were prospectively examined with maximal exercise test, spirometry, and arterial gas tensions. Fifty-seven patients were reinvestigated 6 months postoperatively.
Results. In patients having lobectomy, forced expiratory volume in 1 second decreased 8%, and exercise capacity, expressed by maximal oxygen uptake and maximal work rate, significantly decreased 13%. In patients having pneumonectomy forced expiratory volume in 1 second significantly decreased 23%, but the loss in lung volume was partly compensated as measured by exercise capacity, which decreased only 16%. Generally patients with the smallest preoperative forced vital capacity had the smallest postoperative deterioration expressed in percentages. We found a weak correlation between alterations in maximal oxygen uptake and lung function after resection.
Conclusions. Lobectomy is associated with only minor deterioration of lung function and exercise capacity. Pneumonectomy causes a decrease in pulmonary volumes to about 75% of the preoperative values, partly compensated in better oxygen uptake, which postoperatively was about 85% of the preoperative values. Alteration in forced expiratory volume in 1 second is a poor predictor of change in exercise capacity after pulmonary resection.
| Introduction |
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O2-Max) and maximal work rate (WR-Max) of 27% and 42%, respectively, 3 months after pneumonectomy, and 13% and 2% after lobectomy. The changes in WR-Max are not correlated to the changes in
O2-Max. Corris and associates [10] found a fall in
O2-Max of 23% 4 months after pneumonectomy, and Pelletier and coworkers [12] found a fall in WR-Max of 12% and 26% from 29 to 200 days after lobectomy and pneumonectomy, respectively. The purpose of this study was to describe the postoperative alterations in both lung function and exercise capacity after lung resection for lung carcinoma.
| Material and Methods |
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| Patients |
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No postoperative rehabilitation or training was provided for the patients.
| Resting Lung Function |
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| Arterial Blood Gas Analysis |
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| Exercise Test |
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O2 (mL/min, standard temperature and pressuredry), carbon dioxide production (mL/min, standard temperature and pressuredry), ventilation (L/min, body temperature pressure saturated), heart rate (beats/min), capillary saturation (%), and blood pressure (mm Hg). All patients were monitored with a 12-lead electrocardiogram during exercise tests. Hard copies were collected at rest, every minute during work, at maximum exercise, and when arrhythmias or other electrocardiographic changes occurred. Anaerobic threshold corresponding to the
O2-max in mL/min was estimated using the V-slope method [17]. The respiratory gas exchange variables were determined on-line using a computer-controlled system (Medical Graphics Corporation 2001) with the cycle ergometer interfaced to the computer and constant feedback on the power output. Data were automatically collected breath-by-breath and the average of eight breaths was reported. Results were compared with predicted values [18].
Patients were asked to refrain from heavy work, smoking, and drinking coffee or tea on the day of exercise test. Patients exercised to exhaustion, or to occurrence of predefined stop criteria: severe angina pectoris; systolic blood pressure greater than 240 mm Hg or blood pressure drop exceeding 20 mm Hg; or capillary saturation less than 80% [19]. Patients indicated the reason for stopping. Confirmation of maximal exercise was assessed by failure of
O2 to increase despite further increase in WR, and by a respiratory exchange ratio (CO2 production/
O2) greater than 1.09 [19].
The pneumotachograph and gas analyzers were calibrated before each test. The relative humidity, ambient temperature, and barometric pressure were registered and entered. The pneumotachograph was calibrated against a 3.0-L syringe (Hans Rudolph 5530). Gas analyzers were calibrated as a two-point calibration against a commercially available gas mixture (14.0% O2, 6.0% CO2) and ambient air.
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The study was approved by the local Ethical Committee and informed consent was obtained.
| Results |
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O2-Max.
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O2-Max and WR-Max significantly decreased 13%. There was no significant difference between the magnitude of loss of lung volume and loss of exercise capacity. Ventilation on maximal exercise decreased 14% corresponding to the decrease in
O2, and this decline was solely a result of a decrease in maximal tidal volume, whereas the frequency of breathing was unaltered. Thus, lobectomy led to a small loss in spirometry variables and exercise capacity.
In patients having pneumonectomy, FEV1 and FVC decreased significantly, 23% and 27%, respectively. In this group the loss in lung volume was partly compensated as measured by exercise capacity. Thus,
O2-Max and WR-max decreased only 16% (Table 1
), which was significantly less than the decrease in FVC. Ventilation on maximal exercise decreased 19%, and, as in the lobectomy patients, this decline was solely due to a decrease in maximal tidal volume, whereas respiratory rate was unaltered. Thus, pneumonectomy led to a bigger permanent loss in spirometry variables, which was partly functionally compensated, as measured by exercise capacity. Spirometry variables could be said to overestimate the decrease in functional capacity after pulmonary resection.
We divided the patients into two groups according to preoperative pulmonary function: FEV1-preop above the median (74% predicted) and FEV1-preop below the median. It appeared that patients with FEV1-preop below the median had a lower postoperative fall in FVC compared with the patients with FEV1-preop above the median (8.2% versus 20.1%; p < 0.05 by Mann-Whitney test). Five patients had a FEV1-preop less than 50% predicted, and 4 of these patients actually increased their postoperative FVC.
Preoperative profiles in pulmonary function showed an obstructive pattern (FEV1/FVC ratio less than 0.7) in half the patients (51%). This remained unchanged after resection.
The correlation between alterations in
O2-Max and FVC after resection are depicted in Figure 3
. Though statistically significant, we only found a weak relation (r = 0.42; p = 0.002) between changes in
O2-Max and FVC. The relation between changes in WR-Max and FVC was even weaker (r = 0.25; p = 0.06). Again, this gives an impression that the changes in the functional related variable,
O2-Max, are different from the changes in the lung volume variable, FVC.
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| Comment |
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O2-Max and WR-Max of 27% and 42%, respectively, 3 months after pneumonectomy, and 13% and 2% after lobectomy. This pattern is in itself conflicting because the decrease in
O2-Max would be expected to follow the decrease in WR-Max. Corris and associates [10] found a fall in
O2-Max of 23% 4 months after pneumonectomy and Pelletier and colleagues [12] found a fall in WR-Max of 12% and 26% from 26 to 200 days after lobectomy and pneumonectomy, respectively. Generally the reports do not satisfactorily account for the selection of patients. Some reports are publishing data on the same number of patients preoperatively and 3 to 4 months postoperatively. There is no information given on the number of patients dying in this period. Several factors may affect the results of the repeated lung function studies apart from the resection of lung tissue itself.
In this study we chose not to reinvestigate our patients before 6 months postoperatively to minimize the influence of pain and atelectasis on performance after thoracotomy and achieve full pulmonary compensation after lung resection. The findings at 6 months postoperatively are probably close to the permanent functional capacity. We used objective parameters in the assessment of the patients attempting to reach actual maximum exercise level. All patients were exercised maximally. Spirometric and exercise values decreased significantly after lung resection. In patients having pneumonectomy the fall in exercise capacity was less than the loss of lung volume. Thus, the loss of volume is partly compensated by better oxygen uptake. This finding is consistent with previous studies showing a structural change with hyperplasia rather than hyperinflation after lung resection [24, 25]. We observed a weak correlation between the changes in spirometric variables and changes in exercise variables. In some patients exercise capacity increased or barely changed even though they lost 30% to 35% of the ventilatory capacity (Fig 3
); in other patients the ventilatory capacity inversely increased 20% to 25% though exercise capacity decreased 0% to 20%. Then again, some patients increased in both pulmonary function and exercise values. These circumstances could be related to surgical removal of diseased airways, alteration in ventilation/perfusion mismatch, or change in smoking habits. We know now from surgery on patients with chronic obstructive lung disease that removal of emphysematous parts of the lungs can improve elastic properties of the remaining tissue. Some of the lack of decline in exercise values in the pneumonectomy patients could also be related to improved oxygen uptake in the muscles during the 6-month period. We found no changes in weight (73.3 versus 72.7 kg) or body mass index (24.5 versus 24.2 kg/m2) after resection.
The sample size in the lobectomy group (n = 41) ensures an 80% chance of finding a difference of approximately 12% or more in FEV1%, assuming a type 1 error of 0.05 and a type 2 error of 0.2 calculated by using the actual achieved standard deviation [26]. Thus, the fact that the decrease in FEV1 of 8% did not achieve significance possibly reflects a beta error.
The lobectomy group consisted of patients with different degrees of resection; thus, both patients having simple lobectomy and patients having bilobectomy were included in this group. There were, however, no significant differences between patients having simple lobectomy and patients having bilobectomy, and the two groups were thus analyzed together.
In 12 patients with bronchogenic carcinoma we investigated the reproducibility of maximal exercise tests [27]. The within subject variability of
O2-Max, maximal CO2 production, and maximal ventilation was found to be less than 4% in two consecutive tests with an interval of 7 days.
In conclusion, lobectomy is very well tolerated and is associated with only minor deterioration of lung function and exercise capacity. Pneumonectomy causes a decrease in pulmonary volumes to about 75% of the preoperative values, but this loss of volume is partly compensated by better oxygen uptake, which postoperatively was about 85% of the preoperative values. Generally patients with the smallest preoperative FVC had the smallest postoperative deterioration expressed in percentages. Change in FEV1 is a poor predictor of change in exercise capacity after pulmonary resection.
| Acknowledgments |
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| Footnotes |
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| References |
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