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Ann Thorac Surg 1997;64:1050-1058
© 1997 The Society of Thoracic Surgeons
Departments of Cardiothoracic Anesthesia, Thoracic and Cardiovascular Surgery, and Biostatistics and Epidemiology, The Cleveland Clinic Foundation, Cleveland, Ohio
Accepted for publication April 7, 1997.
| Abstract |
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Methods. Data were collected prospectively on 4,918 patients (study group n = 2,793 and a validation data set n = 2,125) undergoing coronary artery bypass grafting alone or combined with a valve or carotid procedure between January 1, 1993, and March 31, 1995. Data were analyzed by univariate and multiple logistic regression with the end points of hospital mortality and serious ICU morbidity (stroke, low cardiac output, myocardial infarction, prolonged ventilation, serious infection, renal failure, or death).
Results. Eight risk factors predicted hospital mortality at ICU admission, and these factors and five others predicted morbidity. A clinical score, weighted equally for morbidity and mortality, was developed. All models fit according to the Hosmer-Lemeshow goodness-of-fit test. This score applies equally well to patients undergoing isolated coronary artery bypass grafting.
Conclusions. This model is complementary to our previously reported preoperative model, allowing the process of ICU care to be measured independent of the operative care. Sequential scoring also allows updated prognoses at different points in the continuum of care.
| Introduction |
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However, morbidity and mortality after CABG are also influenced by surgical and anesthetic techniques [6, 7], including time on cardiopulmonary bypass [7], completeness of revascularization [8], efficacy of myocardial protection [9], hemodynamic management [10], and unforeseen events in the operating room. The patient's prognosis at arrival to the ICU may differ from the preoperative prognosis. In the present study, we evaluated the relative contribution of preoperative condition, operating room events, and physiologic measurements at ICU admission to outcome and describe a risk stratification score based on a patient's status at ICU admission.
| Material and Methods |
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We chose more than 100 risk factors from the literature, our clinical experience, and our own work [1, 8, 11] and examined the influence of each on outcome at discharge. Emergency cases were those characterized by unstable angina, unstable hemodynamics, or ischemic valvular dysfunction that could not be controlled medically. Left ventricular function was categorized as normal (ejection fraction [EF]
0.60], mildly impaired (EF 0.50 to 0.59), mildly to moderately impaired (EF 0.46 to 0.49), moderately impaired (EF 0.41 to 0.45), moderately to severely impaired (EF 0.36 to 0.40), or severely impaired (EF
0.35) based on the cardiologist's evaluation of the ventriculogram at cardiac catheterization or by echocardiography if a ventriculogram was not recorded. Diabetes or chronic obstructive pulmonary disease was diagnosed only if the patient had a history of the condition and was maintained on appropriate medications. Valvular pathology was evaluated by stenosis versus regurgitation and repair versus replacement. Cardiopulmonary bypass time was the total of all bypass runs if a second or subsequent period of bypass was conducted. The need for a second or greater bypass run was also considered as a separate factor in the analysis.
Morbidity was defined as the presence of one or more of the following during hospitalization: (1) cardiac complication: low cardiac output (sustained cardiac index
1.8 L min-1 m-2 despite adequate preload and inotropic support) or myocardial infarction documented by electrocardiography and enzyme criteria and that required the use of an intraaortic balloon pump (IABP) or a ventricular assist device (IABP and assist devices were resorted to when vasoactive drug support failed to achieve a cardiac index >2 L/m or mean arterial pressure >60 mm Hg without significant side effects (eg, persistent ischemia, arrhythmias); (2) prolonged ventilatory support: mechanical ventilation for 72 hours or more; (3) central nervous system complication: focal brain lesion confirmed by clinical findings, computed tomographic scan, or both, or diffuse encephalopathy with more than 24 hours of severely altered mental status, failure to awaken postoperatively, or both; (4) renal failure: urine output of <400 mL/24 hours, institution of dialysis, or both; (5) serious infection: culture-proven pneumonia (blood or sputum), mediastinitis, wound infection, sepsis syndrome, or septic shock; or (6) death, because early hospital death might preclude the diagnosis of other morbidities. Mortality included all deaths during the hospitalization for the operation, regardless of length of stay.
| Development of the Logistic Regression Model |
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2 test or Fisher's exact test for categoric variables and Student's t test for continuous variables. Because of the large number of variables analyzed, only the most significant are presented in Tables 1 and 2
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Two models were developed: one each for mortality and morbidity. The number of terms allowed in a logistic model was limited to 10% of the number of outcome events, with only the most significant factors included to avoid overfitting the models [13]. The goodness of fit of each final logistic model was evaluated using the Hosmer-Lemeshow
2 statistic [14]. In the event of a low number of expected events, the lowest deciles were combined for statistical analysis, with appropriate reduction in the degrees of freedom. Receiver operating characteristic curves were used to generate a C-statistic (area under the curve) to measure and compare the accuracy of the models [15, 16]. C-statistic values closer to 1.0 indicate better discrimination by the model.
| Development of the Clinical Model and Risk Stratification Score |
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Most statistical analyses were performed with SAS version 6.0 (Statistical Analysis Systems, Cary, NC). The receiver operating characteristic analyses used programs developed by Metz and associates [15, 16].
| Results |
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Fifty-eight variables qualified for entry into the multiple logistic regression analysis. The logistic regression models for mortality and morbidity are presented in Tables 3 and 4![]()
. These models were fit on 2,440 patients having complete data on these variables. To avoid overfitting, the mortality model was restricted to the first eight significant factors, because there were only 78 deaths. Significant factors that would have been entered into the model without this restriction were central venous pressure and mean arterial pressure values at ICU admission, and a history of congestive heart failure. No such limits applied to the morbidity model, which has 13 factors, including all eight factors in the mortality model, plus central venous pressure and alveolararterial gradient at ICU admission, preoperative serum creatinine level, reoperation status, and body surface area.
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The accuracy and goodness of fit of both the logistic and clinical models were very similar indicating that the clinical severity score, although not a probability, can be useful in categorizing risks of mortality and morbidity in CABG patients.
| Comment |
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Previous work from our group [1] identified 13 preoperative risk factors for morbidity and mortality after CABG. Four of these factors are also significant in the ICU admission models: preoperative serum creatinine level, age, prior cardiac operation, and a history of vascular disease.
Data on serum albumin level, a significant factor in the ICU model, were not available for consideration in our preoperative risk model (Table 6
). However, preoperative hematocrit, used previously as a measure of chronic disease, appears to account for some of the same information as albumin (Pearson correlation coefficient between hematocrit and serum albumin = 0.43). If serum albumin level is not considered as a variable, hematocrit would appear as a fifth factor common to the preoperative and ICU admission models.
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This study also confirmed that intraoperative events such as cardiopulmonary bypass time and the use of an IABP are as important as preoperative risk factors in predicting outcome. Cardiopulmonary bypass time was analyzed as a continuous factor in the logistic model and it showed increase in mortality and morbidity with increasing time. We use 160 minutes as the cutpoint, which is 1.58 times the median time (101 minutes). The 160 minutes represents the 89.1 percentile and was chosen based on locally weighted smoothing scatterplot curve analysis demonstrating a sharp increase in poor outcome above this value.
Emergency procedures are significant preoperative predictors of poor outcome, but were not significant in the ICU admission logistic regression models. Emergency patients are more likely to have other risk factors on ICU arrival such as low cardiac index, decreased serum albumin, higher alveolararterial oxygen gradient, elevated central venous pressure, and tachycardia. These were included in the logistic and clinical models. It is clear that scoring based on physiologic variables is more patient specific and is preferable to the term "emergency," a definition that might vary between institutions. Several other physiologic measurements at ICU admission are predictors of outcome in this study, namely alveolararterial oxygen gradient, heart rate, cardiac index, central venous pressure, and arterial bicarbonate.
The use of physiologic measurements to predict outcome was pioneered by the APACHE prognostic system [21] and successfully predicts mortality, resource use, and ICU length of stay in CABG patients [22]. The present study confirms the importance of physiologic measurements at ICU admission as outcome predictors.
Some of the physiologic variables (such as body temperature and hematocrit) scored by APACHE-III, a benchmark for determining outcome in noncardiac intensive care units, may have a different relationship with outcome in CABG patients [21]. During cardiopulmonary bypass most patients are cooled systematically and their temperature at ICU admission can be less than 37°C. This does not reflect a pathologic status. Hemodilution is now a routine practice in cardiac surgery. Immediate postoperative hematocrit of 24% or greater is generally considered adequate. Experimental studies by our group [23] and our clinical experience demonstrated that hematocrit greater than 28% is necessary to maintain hemodynamic stability in patients with impaired ventricular function. In the present study, patients with hematocrit levels of 24% or greater were more likely to require transfusion in the operating room (p > 0.001). Therefore low hematocrit values (about 24%) are not necessarily a marker of increased risk in CABG patients, although it has predictive ability in other ICU patients.
This ICU risk stratification score relates to both morbidity and mortality as end points. Statistically, the contribution of patient management to outcome is more evident when the end point occurs more frequently. In this study the incidence of morbidity (10.4%) is higher than the incidence of overall mortality (3.1%). Therefore, morbidity better reflects the ICU and hospital length of stay and cost. Although many of the risk factors predict both morbidity and mortality, the logistic regression models demonstrate that some of the risk factors for mortality and morbidity were different. The clinical model included the most significant factors that encompassed both outcomes, and can be a useful tool for benchmark comparisons.
This ICU admission model is part of a sequential evaluation of the probability of morbidity or mortality. In the present study, we investigated the sequential relationship of how the prognosis of mortality changes during the perioperative period (Fig 3
). In patients with preoperative risk scores of 6 or less (n = 2,118) the mortality was 2.3%; of these patients 97% had an ICU admission score of 14 or less with a mortality rate of 1.7%. The other 3% had an ICU admission score greater than 14 with a mortality of 19.4%.
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This sequential analysis demonstrates that the ICU admission scoring model identifies patients with high risk of mortality based on postoperative status who were not identified by preoperative scoring alone. Thus discrimination of outcome based on ICU admission stratification is superior to stratification by preoperative status alone. This is borne out by comparison of receiver operating characteristic curves. In preoperative models for cardiac surgery, the area under the receiver operating characteristic curve (the C-statistic) for mortality prediction ranges from 0.74 to 0.83 [1, 4, 5, 17]. The comparable C-statistic for the ICU admission clinical model is 0.87. Similar results (a C-statistic of 0.85) have been reported for APACHE-III in the cardiac surgical setting [22]. However, caution should be exercised in comparing C-statistics across different populations in different studies, because C-statistics in independent, prospective validation studies are often lower [17]. Also, a prospective multicenter study for validation of this ICU model is necessary to establish a benchmark. It will also enhance the management strategies that improve outcome on the high-risk patients [9].
| Limitations of the Study |
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The model was developed and validated prospectively on large groups of patients; therefore, this score will be useful in comparing outcomes in groups of patients. The use of the model for risk prediction in individual patients can be limited.
A logistic regression model cannot include every risk factor, especially factors with low incidence. In the present study, factors such as asystolic arrest, open chest on the day of operation, and tricuspid valve operation were highly significant univariate predictors of poor outcome but of such low prevalence (all <0.8%) that they were not retained in the logistic regression models. There were too few outcomes to develop reliable univariate risk estimates for several predictive factors, such as aortic valve repair, ventricular aneurysm repair, or carotid repair performed concurrently with CABG.
The simplification of continuous variables into scoring categories introduces large increments or steps of risk in the clinical model that contrasts with the gradual increases apparent in the logistic regression models. For example, creatinine clearance and renal reserve differ only slightly between a patient with a preoperative creatinine level of 1.9 mg/dL and one with a creatinine level of 1.8 mg/dL, but the clinical scoring system assigns increased risk to one and not the other.
| Conclusions |
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Morbidity and mortality in CABG patients are influenced by factors unique to the cardiac surgical patient, which may limit the applicability of general scoring systems to this specialized population. This ICU admission clinical model assesses the impact of comorbid disease, and includes factors that may not be adequately assessed in models derived from discharge or other administrative data [2527]. The impact of ICU admission physiology and operative events should be considered in assessing postoperative outcome.
| Acknowledgments |
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| Footnotes |
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| References |
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