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Ann Thorac Surg 1997;63:1315-1320
© 1997 The Society of Thoracic Surgeons


Original Article: Cardiovascular

Effect of Spinal Cord Preconditioning on Paraplegia During Cross-Clamping of the Thoracic Aorta

Katsuhiko Matsuyama, MD, Yukio Chiba, MD, Akio Ihaya, MD, Tetsuya Kimura, MD, Nobuhiko Tanigawa, MD, Ryusuke Muraoka, MD

Second Department of Surgery, Fukui Medical School, Yoshida-Gun, Fukui, Japan

Accepted for publication November 23, 1996.


    Abstract
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Background. Paraplegia is a devastating complication of operations for thoracic or thoracoabdominal aneurysms. Preconditioning the brain with sublethal ischemia induces resistance to subsequent ordinarily lethal ischemia (ischemic tolerance). We investigated whether ischemic tolerance could be induced by preconditioning canine spinal cord. The role of heat-shock proteins (HSP) in this process was investigated.

Methods. In experiment 1, the preconditioning group (n = 6) had aortic cross-clamping for 20 minutes, whereas controls (n = 6) had no cross-clamping. After 48 hours the aorta was cross-clamped for 60 minutes in both groups. Neurologic examination was performed 24 hours later and the spinal cord was studied for immunohistochemically. In experiment 2, either 48 hours after 20 minutes of clamping or after sham operation (n = 4), HSP were investigated immunohistochemically.

Results. In experiment 1, 3 of 6 controls became paraplegic but none of the 6 preconditioning group dogs became paraplegic. The HSP appeared on sections from all 6 PC dogs and 3 control dogs that did not exhibit paraplegia. In experiment 2, HSP were present in clamped animals but could not be detected after sham operation.

Conclusions. Ischemic tolerance was induced by preconditioning the canine spinal cord, in which HSP are believed to be involved.


    Introduction
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Paraplegia is a major complication of operations for thoracic or thoracoabdominal aneurysms [1], which appears related to spinal cord ischemia induced by low perfusion pressure during cross-clamping of the thoracic aorta. The reported incidence of paraplegia ranges from 3.8% to 17.6% [2]. Paraplegia is devastating and usually irreversible once it occurs. During the past decade, several attempts have been made experimentally and clinically to prevent paraplegia by the following methods: maintenance of distal aortic perfusion with shunts and bypasses [3], rapid identification and reimplantation of critical intercostal vessels [4], increasing spinal cord perfusion pressure with cerebrospinal fluid drainage [5], and administration of pharmacologic agents such as steroids [6], superoxide dismutase [7], and calcium blockers [8]. Somatosensory evoked potentials [9], evoked spinal cord potentials [10], and motor evoked potentials [11] have been monitored intraoperatively to detect spinal cord ischemia. Despite such efforts, no method has totally prevented the development of paraplegia.

Kitagawa and colleagues [12] reported that preconditioning the brain with sublethal cerebral ischemia, which permits recovery without morphologically evident neuronal damage, induced resistance to subsequent ordinarily lethal period of ischemia in a gerbil model, a phenomenon called ischemic tolerance. Other experimental evidence indicates that prolonged but mild hypoperfusion and reversible oxidative stress have induced tolerance to subsequent lethal ischemia in gerbil hippocamal neurons [13, 14]. However, even a brief, nonlethal ischemic insult repeatedly administered at short intervals has been found to result in severe neuronal damage. To induce a neuroprotective effect, the interval between nonlethal ischemia and potentially lethal ischemia must be greater than 1 or 2 days, but not more than 14 [15]. Although a possible role of the stress response is suggested, the mechanism of acquisition of ischemic tolerance is currently unknown. One possible mechanism of the protective effects of preliminary exposures relates to the synthesis of heat-shock proteins (HSP) observed in gerbil [12] and rat models [16] of cerebral ischemia.

Many experiments have been reported the effect of ischemic preconditioning in the brain. We investigated whether the ischemic tolerance phenomenon could be induced in the spinal cord by brief cross-clamping of the canine descending aorta. The HSP were also assessed immunohistochemically to determine whether they were induced by spinal ischemia.


    Material and Methods
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
All animals received humane care in compliance with the "Guide for the Care and Use of Laboratory Animals" published by the National Institutes of Health (NIH publication 85-23, revised 1985) and Guidelines for Animal Experiments, Fukui Medical School.


    Experiment 1
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Twelve adult beagle dogs weighing from 12 to 13 kg were anesthetized with intramuscular ketamine hydrochloride (10 mg/kg) and intravenous pentobarbital sodium (25 mg/kg) and paralyzed with pancuronium bromide (0.3 mg/kg). The trachea was intubated and ventilated on room air and low-flow oxygen (Harvard Apparatus Co, South Natick, MA). Respiratory settings included a tidal volume of 12 mL/kg, a respiratory rate to maintain the partial pressure of carbon dioxide between 35 and 45 mm Hg and that of oxygen above 100 mm Hg, as measured by arterial blood gas analysis (Ciba Corning Diagnostics Corp, Medfield, MA). A nasopharyngeal temperature probe was inserted. The electrocardiogram was recorded using needle electrodes. Catheters were inserted into the left carotid artery and femoral artery to record the arterial pressure proximal and distal to aortic cross-clamping. All pressures were continuously monitored with a pressure transducer (P23XL, Nihon Koden, Tokyo, Japan). A left thoracotomy in the fourth intercostal space was performed under sterile conditions. The aorta was isolated distal to the left subclavian artery and 100 U/kg of heparin was administered. The dogs were randomly assigned to two experimental groups. The preconditioning operation (PC group: n = 6) included 20 minutes of aortic cross-clamping and the control operation (control group: n = 6) had no aortic cross-clamping. The aorta was cross-clamped distal to the left subclavian artery. No pharmacologic agents were used for control of blood pressure. After unclamping the aorta, 1 mg/kg of protamine was administered. The chest was closed in anatomic fashion and the animals were allowed to recover. All animals were noted to have a completely normal neurologic outcome. Reoperation was performed 48 hours after the initial operation. Under similar anesthesia, left thoracotomy was again performed under sterile conditions. The aorta was cross-clamped distal to the left subclavian artery for 60 minutes. Distal and proximal arterial pressure were continuously monitored. No pharmacologic agents were used for control of blood pressure. The chest was closed in anatomic fashion, and the animals were allowed to recover.

Neurologic examination of all animals was performed by a investigator blinded to treatment group 24 hours after the second operation. The animals were graded according to a modification of the Tarlov classification [17], as follows: grade 0, spastic paraplegia and no movement of the lower limbs; grade 1, spastic paraplegia and slight movement of the lower limbs; grade 2, good movement of the lower limbs but unable to stand; grade 3, able to stand but unable to walk normally; and grade 4, complete recovery.

All animals were killed with an overdose of pentobarbital sodium after neurologic assessment. The lumbar spinal cord was immediately removed by posterior laminectomy after formalin perfusion fixation for immunohistochemical analysis.


    Experiment 2
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
To investigate whether HSP synthesis was induced by ischemic preconditioning of the spinal cord, eight adult beagle dogs weighing between 12 and 13 kg were anesthetized, and four dogs received 20 minutes of aortic cross-clamping. For the control operation four dogs had no aortic cross-clamping. The animals were allow to recover for 48 hours after the surgical procedure. All animals then were killed with an overdose of pentobarbital sodium. The lumbar spinal cord was immediately removed by posterior laminectomy after formalin perfusion fixation for immunohistochemical analysis and postfixed in 10% formalin for 1 week.


    Immunohistochemical Studies
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
After formalin fixation and embedding in paraffin, the spinal cord was serially sectioned using a microtome at a thickness of 5 µm. The sections were deparaffinized using xylene and graded alcohols. Endogenous peroxidase was inactivated using 3% hydrogen peroxide in 0.05 mol/L phosphate-buffered saline for 10 minutes. Nonspecific protein binding was blocked with normal bovine serum for 10 minutes. This was followed by an overnight incubation with a mouse monoclonal antibody against HSP70 (SPA-810, Stressgen, Victoria, BC, Canada) diluted 1:200 at 4°C. The sections were then incubated with a biotinylated goat antimouse second antibody (LSAB kit; Dako Japan, Kyoto, Japan) and then visualized with diaminobenzidine hydrochloride. The sections were counterstained with hematoxylin. Control sections were incubated without the primary antibody.


    Statistical Analysis
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Each value was expressed as the mean ± the standard deviation. Statistical evaluation was performed by means of Student's unpaired t test for comparison of experimental variables between the groups. The difference among groups in terms of the Tarlov scores was determined by nonparametric statistical analysis using the Mann-Whitney U test. A p value of less than 0.05 was considered significant.


    Results
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Experiment 1
HEMODYNAMIC MEASUREMENTS.
There was no significant difference between the PC and the control groups with regard to esophageal temperatures, hemoglobin, hematocrit, pH, base excess, and preconditioning operation time (Table 1Go). Also, there was no statistically significant difference between the two groups with regard to proximal and distal mean arterial pressures during the baseline interval and reperfusion (Table 2Go). There was no significant difference between the two groups with regard to esophageal temperatures, hemoglobin, hematocrit, pH, base excess, and operation time for 60 minutes of aortic cross-clamping (Table 3Go). Proximal mean arterial pressure during cross-clamping was 172 ± 9 mm Hg and 177 ± 13 mm Hg in PC and control groups, respectively. Distal mean arterial pressure was 26 ± 3 mm Hg and 24 ± 4 mm Hg in PC and control groups, respectively. There was no significant difference between the two groups in distal and proximal mean arterial pressure during 60 minutes of aortic cross-clamping (Table 4Go).


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Table 1. . Variables in the Preconditioning Part of the Experimenta
 

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Table 2. . Mean Arterial Pressure in the Preconditioning Part of the Experiment (mm Hg)a
 

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Table 3. . Variables at 60 Minutes of Aortic Cross-Clampinga
 

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Table 4. . Mean Arterial Pressure at 60 Minutes of Aortic Cross-Clamping (mm Hg)a
 
NEUROLOGIC OUTCOME.
After the initial operation all animals had a completely normal neurologic outcome. At 24 hours after the second operation, 5 dogs in the PC group had a completely normal neurologic outcome and 1 dog had a Tarlov score of 3. Three dogs in the control group exhibited paraplegia, 2 dogs had a Tarlov score of 3, and 1 dog had a completely normal neurologic outcome (Table 5Go). Neurologic outcome was 3.8 ± 0.4 and 1.7 ± 1.9 in PC and control groups, respectively, representing a significant difference in Tarlov score between the two groups (Table 3Go).


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Table 5. . Neurologic Outcome at 24 Hoursa
 
IMMUNOHISTOCHEMISTRY.
Immunohistochemical staining using anti-HSP70 monoclonal antibody was performed in the two groups. The HSP immunoreactivity was observed on sections from all 6 dogs in the PC group and was also observed on sections from 3 dogs that did not exhibit paraplegia in the control group. In 9 nonparaplegic animals, including all 6 dogs in the PC group and 3 dogs in the control group, neurons of the anterior horn in the spinal cord were stained with granular pattern in the cytoplasm. The glial cells also were densely stained (Fig 1AGo). The sections from 3 dogs graded Tarlov 0 in the control group revealed severe damage including neuronal degeneration, necrosis, and spongiosis. The HSP immunoreactivity was not observed in the sections from all 3 paralyzed dogs (Fig 1BGo). No specific immunoreactivity was observed when the primary antibody was omitted.



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Fig 1. . Immunohistochemical staining using anti-HSP70 antibody in the anterior horn of the lumbar spinal cord. (A) Histologic section from neurologically recovered animal in the preconditioning group. Immunoreactivity was seen with granular pattern in the cytoplasm of neurons. Also, the glial cells were densely stained. (B) Histologic section from paraplegic animal in the control group. Severe damage including neuronal degeneration, necrosis, and spongiosis was observed. No immunoreactivity was seen. (C) Histologic section from the animal 48 hours after the control operation. No staining was detected. (Original magnification of all figures, x200.)

 
Experiment 2
Histologic sections from all 4 animals killed 48 hours after the control operation did not show any evidence of HSP immunoreactivity (Fig 1CGo). Sections from animals 48 hours after the preconditioning operation showed HSP immunoreactivity in 3 of 4 dogs.


    Comment
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Paraplegia, a major complication of operations for thoracic or thoracoabdominal aneurysms, is devastating and usually irreversible. Despite various efforts, no method has totally prevented the development of paraplegia. Kitagawa and colleagues [12] have reported that preconditioning the brain with sublethal cerebral ischemia induced resistance to subsequent normally lethal period of ischemia. This phenomenon of ischemic tolerance has been described in both rats and gerbils.

In this study we investigated whether the ischemic tolerance phenomenon could be induced by brief cross-clamping of the canine descending aorta. Whether an ischemic insult is sublethal or lethal depends on distal or proximal mean arterial pressure and body temperature during aortic cross-clamping, as well as the duration of clamping.

Major reports have demonstrated that paraplegia in the dog model occurs if the duration of aortic cross-clamping exceeds 30 minutes [18, 19]. Therefore, the aorta was cross-clamped 20 minutes for ischemic preconditioning of spinal cord. In this study, distal and proximal mean arterial pressure were 165 ± 12 mm Hg and 24 ± 5 mm Hg, respectively. Twenty minutes of aortic cross-clamping was confirmed to be a sublethal insult to the spinal cord because all the animals had a completely normal neurologic outcome after the preconditioning operation.

Kato and colleagues [15] reported that in the gerbil model of cerebral ischemia, 2 minutes of ischemia followed by 3 minutes of ischemia at intervals of 1, 2, 4, and 7 days caused a marked protective effect. Five-minute, 1-hour, and 6-hour intervals of the same ischemia resulted in almost complete neuronal damage, no protective effect was observed after 14 days. In our experiment, 60 minutes of spinal cord ischemia was given 48 hours after a 20-minute ischemia episode. Three of 6 animals in the control group became paraplegic, but none of 6 animals in the PC group became paraplegic. There was a significant difference in Tarlov score between the PC and the control groups. This result demonstrated that tolerance to lethal ischemia was induced by preconditioning with a preceding period of brief ischemia that did not itself produce neuronal injury.

Blaisdell and Cooley [20] reported that ligation of the first two pairs of intercostal arteries and occlusion of the descending aorta for 1 hour resulted in a 50% incidence of paraplegia. In our study, three of the six animals in the control group did not become paraplegic. This is presumably attributable to individual differences in the anterior spinal circulatory pattern of the canine spinal cord even when the aorta is cross-clamped for 60 minutes. No pharmacologic agents were used for the control of pressure to exclude their effects on the circulation.

The mechanism of acquisition of ischemic tolerance is currently unknown, although a role of the stress response is suggested. Recent studies have shown protein synthesis in the gerbil brain when partially recovered 24 hours after and fully recovered 48 hours after preconditioning with 2 minutes of sublethal ischemia [21]. Various studies have demonstrated increased synthesis of stress proteins such as HSP70 after transient brain ischemia. A protective role against ischemic insult has been hypothesized for stress proteins [12]. Transient hyperthermia protects against subsequent forebrain ischemic cell damage in the rat [22] and the gerbil [23]. The HSP are among of the most frequently studied stress proteins because of their relatively low level in nonstressed cells and dramatic elevation following stress [24]. The HSP synthesis increases when cells are exposed to a variety of stresses including heat shock, viral infection, ischemia, trauma, and heavy metals, and are known to function as molecular chaperones in normal cellular processes [25] and are involved in facilitating protein folding, the assembly of macromolecular protein complexes, and protein traffic between intracellular compartments [26]. The HSP act to ensure cell membrane stability and facilitate denaturation of irreversibly damaged proteins [27].

In these experiments, HSP appeared in 3 nonparaplegic dogs in the control group from experiment 1. This suggests that the spinal cord ischemic insult due to 60 minutes of aortic cross-clamping was a sublethal stress of such a degree that HSP were induced. In experiment 1, HSP appeared in all nine nonparaplegic animals, but were not present in all 3 paralyzed animals. In experiment 2, HSP were not present in the sham-operated animals but appeared in the preconditioning-operated animals. These results suggest that HSP are involved in the acquisition of ischemic tolerance in the spinal cord.

There are several limitations to the present study. First, this is a canine model, and thus it may not necessarily be applicable to humans. The anatomy of the blood supply to the canine spinal cord is also not the same as in humans. Second, this study had a very small sample size. Nevertheless, with this model, we have demonstrated that spinal cord preconditioning significantly protects against paraplegia during cross-clamping of the thoracic aorta. Third, the methods used are impractical for clinical applications. The use of intraaortic balloon occlusion percutaneously for spinal cord preconditioning has many practical difficulties.

The molecular mechanism of the protective effect of HSP is not known, although it is reported that abnormal proteins serve as stress signals that trigger activation of HSP [28]. Whether HSP induced after ischemic preconditioning directly play a protective role in neurons remains unknown. Further study is important because elucidation of the mechanism may provide a clue for the prevention and treatment of paraplegia in humans.


    Footnotes
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 
Address reprint requests to Dr Matsuyama, Second Department of Surgery, Fukui Medical School, Matsuoka-Cho, Yoshida-Gun, Fukui-ken 910-11 Japan.


    References
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Experiment 1
 Experiment 2
 Immunohistochemical Studies
 Statistical Analysis
 Results
 Comment
 References
 

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