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Ann Thorac Surg 1996;61:1342-1347
© 1996 The Society of Thoracic Surgeons
Departments of Psychiatry and Behavioral Sciences, Community and Family Medicine, and Anesthesiology, and Duke Heart Center, Duke University Medical Center, Durham, North Carolina
Accepted for publication October 27, 1995.
| Abstract |
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Methods. Two hundred thirty-two patients underwent cognitive testing the day before operation and were examined before discharge, and at 6 weeks and 6 months after grafting. For comparative purposes, five different sets of criteria were used to define cognitive decline.
Results. There was little agreement between the criteria as to which patients declined at each test period. The incidence of decline ranged from 66% to 15.3% before discharge, 34% to 1.1% at 6 weeks, and 19.4% to 3.4% at 6 months.
Conclusions. A large variation in reported incidence of cognitive decline after coronary artery bypass grafting can be attributed to the different criteria used to define cognitive impairment.
| Introduction |
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For editorial comment, see page 1295
Table 1
summarizes studies that have examined the incidence of cognitive decline after cardiac operation. Considerable variability exists between studies in reported rates of decline. This variability may result from a variety of factors, including differences in surgical technique and type of anesthesia, instruments used to measure cognitive function, timing of cognitive testing, and patient characteristics such as age, education, and severity of illness. In addition, differences in how cognitive deficits are defined affect the reported incidence of surgically related decline. The purpose of this investigation was (1) to examine the incidence of cognitive decline after cardiac operation by comparing those criteria typically used to define decline, (2) to consider the relative strengths and limitations of each method, and (3) to discuss recommendations for future research.
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| Material and Methods |
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Patients underwent neuropsychological testing the day before operation (baseline), the day before discharge from the hospital (mean, 6.2 ± 2.3 days; range, 3 to 21 days), 6 weeks after operation, and 6 months after operation. The neuropsychological test battery was administered by trained psychometricians. Cognitive functioning was assessed by the following instruments:
Definitions of Decline
To determine the presence and extent of cognitive change, we compared five different sets of criteria:
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| Results |
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The two IR criteria consistently yielded the most conservative estimates of cognitive deficit after operation. At predischarge testing, only 15.3% of patients evidenced deficits according to the IR-unadjusted method; the age-adjusted IR method yielded a decline of 16.3%. At 6-week testing, the percentage of impaired patients dropped to 7.9% for the unadjusted IR and dropped to only 1.1% for the adjusted IR. At 6-month testing, the unadjusted IR identified 7.9% of patients as showing cognitive deficit; the adjusted IR identified 3.4% of patients with significant cognitive decline, a slight increase from the 6-week follow-up.
There was little agreement among the four categoric measures of cognitive impairment at each testing interval. Only 2.8% of the sample was rated as impaired by all four criteria at predischarge testing; there was 31.5% agreement by all four criteria as to which patients did not decline. At 6 weeks, there was no (0%) agreement by all four criteria as to which patients declined, whereas the agreement between criteria as to which patients did not decline was 60%. At 6-month testing, there continued to be no (0%) agreement between the criteria as to which patients declined; the agreement as to which patients did not decline was 79.3%.
Because a number of studies of cognitive functioning after cardiac operation have used the 1 SD criterion as a standard to measure cognitive decline, we performed an additional analysis to address one potential limitation of this method-whether any patients scored too low at baseline to be able to decline 1 SD at subsequent test times. This analysis revealed that 34.6% of the sample obtained baseline scores that were so low that they could not score at least 1 SD lower on at least one test at discharge, and 18.5% could not fall 1 SD on at least two tests. Furthermore, 14.6% (n = 30) of the sample could not fall 1 SD on two or more tests and had been rated as ``nondeclined'' according to the 1 SD criteria; however, more than half (n = 17) of those patients were rated as ``declined'' by the 20% criteria.
| Comment |
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In the present study, the mean change method actually revealed a slight overall effect of improvement at discharge and a steady improvement at 6 weeks and 6 months. This improvement can be attributed to practice and selective attrition. Patients undergo serial assessments and benefit from repeated practice as versions of the same tests are administered at each test period. Patients become more familiar with the tests and their performance is enhanced. Also, group scores at follow-up intervals tend to be elevated because patients who are less impaired are more likely to return for subsequent testing.
Categoric criteria (eg, 20% decline; 1 SD decline; 1 IR) defined cognitive deficits in a significant subset of patients at each testing interval. This pattern is even more striking given the beneficial effects of practice for the majority of the sample.
The use of impairment criteria for decline permits greater sensitivity in identifying individuals who exhibit a decline in their cognitive abilities, as a subset of patients exhibiting deficits will not be obscured by a subset of patients exhibiting improvement. However, different criteria identify different individuals, and there is no single ``gold standard'' for defining cognitive decline. Thus, any single criterion may be considered arbitrary. One advantage of impairment criteria is that categoric ratings of individual cognitive decline can show changes in cognitive functioning that are clinically significant. Researchers have used impairment ratings to predict job performance, employment status, and everyday functioning after chronic illnesses [3438]. Impairment ratings also have the advantage of permitting comparisons to normal populations. However, one disadvantage of impairment ratings is that ratings may be far removed computationally from the actual raw scores; also, the 0 to 5 scale may be arbitrary. In the present sample, the unadjusted and age-adjusted impairment ratings proved to be the most conservative measures of cognitive decline at all test periods, with estimates of decline ranging from 15.3% at discharge to only 1.1% at 6 weeks.
Other categoric ratings are more sensitive to subtle changes in patient performance. In our sample, the 20% drop in scores on 20% of tests method consistently identified the greatest proportion of patients with cognitive decline. This sensitivity may be attributable to its ability to show decline in patients who scored too low at baseline to evidence further impairment in other rating systems at subsequent test times. However, this sensitivity also may be problematic. For example, a minor change in a low score may appear to constitute significant decline for some patients (eg, a single point decline would constitute impairment of 20% for a patient with a baseline score of 5).
The criterion of 1 SD decline to define cognitive impairment is the most frequently used index to define cognitive decline [7,8,10,11,1416,21,23-28]. This method yields a fixed, standard amount of decline for all patients and is referenced to the unique sample by the calculation of sample mean and SD. In the present study, the 1 SD decline criterion provided an estimate of cognitive decline that was a middle ground between the higher (20% drop) and lower (IRs) estimates of cognitive decline. However, the 1 SD decline definition of cognitive decline has major disadvantages. Because it is limited to the sample, cross-study comparisons are difficult. Moreover, the 1 SD drop method cannot show cognitive decline if a patient's baseline score is too low. In our sample, more than one-third (34.6%) of patients scored below the sample SD at baseline on at least one test, and close to one-fifth (18.5%) of the sample scored below the sample SD on two tests or more. Therefore, it is possible that when cognitive decline was defined as 1 SD decline on two tests, up to one-third of the sample may have been misclassified.
It also is important to note that there was significant attrition of our sample at 6-week and 6-month follow-up testing sessions. At 6 weeks, 94 patients (40.5%) returned for follow-up testing; at 6 months, 91 patients (39.2%) returned. Therefore, the present data are not necessarily an accurate estimate of cognitive decline after CABG; rather, the data are presented for illustrative purposes to compare different methodologies. Previously, we reported that patients who drop out of the study after the baseline and predischarge assessments had significantly greater cognitive impairment at baseline than patients who completed 6-week and 6-month follow-ups [39]. Completers also were more likely to be younger, better educated, male, white, and married. Thus, the reported incidence of cognitive decline at 6 weeks and 6 months after CABG may underestimate the true level of impairment because the more impaired patients were not available for follow-up.
Selection of impairment criteria partly depends on the purpose of the study. Studies that aim to determine the presence and extent of cognitive decline after cardiac operation, particularly if a surgical or anesthetic intervention is involved, could benefit from criteria sensitive to subtle declines, especially as subtle declines may be a marker for later, more serious cognitive impairment [40]. The 20% drop criteria appears to be the most sensitive method to identify impaired patients; unlike the 1 SD drop criteria, it can identify impaired patients with low baseline scores. Also, because the 20% drop criteria is not referenced to a unique sample mean and SD, it has the advantage of being generalizable to other studies and populations.
Further research on cognitive outcome after CABG would benefit from developing standard criteria to assess cognitive change. Because there was little agreement between the four criteria as to which patients evidenced cognitive decline after operation, the generalizability between studies that use different criteria is low. At a recent consensus conference [41], researchers suggested that a core neuropsychological battery and more standardized methodologic approaches would facilitate comparisons between investigative teams. Future research also should focus on relating cognitive decline after cardiac operation to activities of daily living at work and at home. For this purpose, criteria such as IRs that identify clinically meaningful deficits may be better able to relate impairment to everyday behaviors. Clinical ratings of deficits by psychologists or psychiatrists also can identify those patients whose cognitive decline may affect their everyday behaviors.
| Acknowledgments |
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| Footnotes |
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| References |
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