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Ann Thorac Surg 1995;59:84-89
© 1995 The Society of Thoracic Surgeons

Stroke During Coronary Artery Bypass Grafting Using Hypothermic Versus Normothermic Perfusion

Arun K. Singh, MD, Arthur A. Bert, MD, William C. Feng, MD, Fred A. Rotenberg, MD

Divisions of Cardiothoracic Surgery and Anesthesiology, Rhode Island Hospital and Brown University School of Medicine, Providence, Rhode Island

Accepted for publication June 30, 1994.


    Abstract
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Does the abandonment of hypothermic perfusion during cardiopulmonary bypass compromise cerebral protection and thus lead to a higher incidence of stroke? From 1987 to June 1993, 2,585 consecutive patients underwent myocardial revascularization using warm-body (perfusion at 37°C), cold-heart (cold cardioplegic arrest) surgical technique and were followed for new overt neurologic deficits. Perfusion pressure was maintained between 50 and 70 mm Hg, and hematocrit was kept around 20%. There were 25 operative deaths (1%) in this normothermic group, and new neurologic deficits developed after operation in 25 patients (1%). These results were compared retrospectively with those in 1,605 patients who underwent myocardial revascularization between 1980 and 1986 with moderate hypothermic (25° to 30°C) perfusion, the same surgical team, and similar operative techniques. The normothermic group included more elderly patients, more patients with left ventricular dysfunction and unstable angina, and more frequent use of an internal mammary artery conduit. Neurologic complication rates were 1% and 1.3% for the normothermic and hypothermic perfusion groups, respectively. Risk factors for stroke that were identified included age greater than 70 years, severity of aortic arch atherosclerosis, and severe hypotension in the perioperative period. Thus, in a large clinical series, the incidence of overt neurologic injuries was found to be no higher with normothermic perfusion than with hypothermic perfusion.


    Introduction
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Stroke resulting in death or permanent neurologic deficit is a devastating and costly complication after coronary artery bypass grafting (CABG). The most common cause of overt neurologic deficits appears to be embolism from the surgical field, although other risk factors for the development of neurologic complications after cardiopulmonary bypass (CPB) have been identified [14]. Despite continued advances in technology, the incidence of stroke after CABG remains 1% to 4%, with a higher incidence of neurologic complications noted in certain subgroups of patients [13, 5]. A number of institutions including our own have recently reported their experiences with normothermic (``warm-body'') perfusion during CABG [6, 7]. At least one study [8] has raised concern that the abandonment of hypothermia may compromise cerebral protection, thus leading to an increased incidence of stroke.

The present study, based on our experience with more than 2,500 patients undergoing CABG with normothermic perfusion during CPB, seeks to identify the incidence of stroke with normothermia and compare it with a historical hypothermic perfusion group operated on at our institution. In addition, we sought predictive risk factors for stroke in both groups.


    Material and Methods
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Between January 1980 and June 1993, 4,190 patients underwent isolated CABG at Rhode Island Hospital. Patients having other cardiac surgical procedures including valve replacements, combined valve and CABG procedures, and redo operations were specifically excluded from this review. The historical control group (hypothermic group) included 1,605 patients operated on between 1980 and 1986, a time when our surgical technique included use of moderate hypothermic (25° to 30°C) perfusion during CPB. Starting in January 1987 through June 1993, 2,585 consecutive patients undergoing isolated CABG received normothermic perfusion (37°C bladder temperature) during CPB (normothermic group).

Surgical Technique
All operations were performed by two of us (A.K.S. and W.C.F.) using similar operative techniques with the exception of the temperature of systemic perfusion during CPB. During the 13-year study period, other apparent surgical differences between the groups did occur, including a greater use of internal mammary artery conduits in the normothermic group. Not only did the surgeons gain experience over this time span, but surgical techniques to avoid dislodgment of atheromatous debris from the aortic root matured as well.

After median sternotomy and pericardiotomy, the aorta was palpated, and areas of aortic calcification were identified and graded from none to severe by the surgeon. In addition, the presence and severity of aortic root calcification were noted on chest roentgenogram or on cineangiogram when visualized. Intraoperative ultrasonography of the ascending aorta and transesophageal echocardiography were not performed during the study period. Cardiopulmonary bypass was routinely instituted in both groups by aortic cannulation and bicaval cannula with an in-line arterial filter. The left ventricle was vented through the right superior pulmonary vein. A membrane oxygenator with a nonpulsatile pump was used. In patients with moderate to severe atherosclerosis of the ascending aorta, a long-tip aortic cannula was used to cannulate the arch. The tip of the aortic cannula was placed distal to the carotid vessels to prevent blast injury. Femoral artery cannulation was carried out in cases of extensive calcification of the arch.

Myocardial preservation was accomplished with cold antegrade blood cardioplegia and topical cooling with saline slush in the pericardial sac. The technique and composition of cardioplegia did not change over the study period. No retrograde cardioplegia was used. There was a single period of aortic cross-clamping for construction of proximal and distal anastomoses. The extracorporeal circuit was primed with a crystalloid solution, thus resulting in a hemodilution hematocrit ranging between 20% and 30%. The flow rate was maintained at 2.5 L • min-1 • m-2 for the normothermic group and between 1.8 to 2.5 L • min-1 • m-2, reduced in proportion to the level of hypothermia, in the hypothermic group. The normothermic perfusion technique included active warming throughout CPB to at least a 37°C bladder temperature. During normothermic perfusion, the systemic vascular resistance is low, and 65% of these patients required a moderate dose of a vasopressor (Neo-Synephrine [phenylephrine hydrochloride]) to maintain mean arterial pressure between 50 and 70 mm Hg. Only 5% of patients in the hypothermic group required a vasopressor during CPB.

Data Collection
Demographic and operative data were collected prospectively in both groups. Neurologic outcome was collected prospectively in the normothermic group but obtained by retrospective chart review in the hypothermic group. Postoperative outcomes were defined as follows: Perioperative myocardial infarction was defined as the presence of new Q waves or new and persistent ST-segment changes or a poor R-wave progression associated with an elevation of creatine kinase MB isoenzyme levels greater than 6% of total creatine kinase or more than 75 IU/L. Renal insufficiency was defined as elevation of serum creatinine levels greater than 1 mg/dL over the preoperative baseline or urine output falling to less than 30 mL • m-2 • h-1. Low cardiac output syndrome was defined as a cardiac index of 2 L • min-1 • m-2 or less or the need of positive inotropic agents or use of an intraaortic balloon pump to maintain a cardiac index of 2 L • min-1 • m-2 or higher or a systolic blood pressure of 90 mm Hg or higher. Stroke was defined as a new focal central nervous system (CNS) deficit postoperatively that persisted for more than 24 hours. Operative death was defined as death within 30 days of operation or at any time during the same hospitalization.

Any apparent changes in neurologic status were evaluated by an attending staff neurologist. Computed tomographic scans were obtained in all patients evaluated for stroke. In most instances, the scan confirmed the clinical impression of a focal CNS injury. Patients diagnosed as having postoperative disorders such as psychosis, dementia, or confusion without an associated focal neurologic deficit were excluded from the series in both groups. To define the risk factors for stroke during CABG, multiple variables were collected and evaluated: age, sex, history of hypertension, diabetes, prior stroke or history of transient ischemic attacks, presence of carotid artery disease as defined by a stenosis of greater than 70% on carotid angiogram, severity of aortic calcification by surgeon's estimate or by presence of aortic calcification on chest roentgenogram or visualization on aortic angiogram, cardiopulmonary bypass time, cross-clamp time, lowest hematocrit on CPB, and occurrence of perioperative hypotension (defined as systolic blood pressure <=90 mm Hg for at least 30 minutes).

Data Analysis
Patient demographics, intraoperative variables, and neurologic outcome were compared between groups by {chi}2 test if categoric data and unpaired t test if continuous data. Risk factors for stroke were correlated with neurologic outcome by univariate {chi}2 analysis with Yates' correction. A p value of less than 0.05 was considered significant. Categoric data are reported as absolute and percentage frequencies are continuous variables, as the mean +/- the standard error.


    Results
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 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
The clinical characteristics of both groups are compared in Table 1Go. There were significant differences in a number of clinical and operative variables. The normothermic group included a significantly greater number of patients older than 70 years (p < 0.0001). Measures of severity of illness including unstable angina, previous myocardial infarction, and left ventricular ejection fraction of 0.40 or less (as measured on cineangiogram, echocardiogram, or multiple-gated acquisition scan) were present in significantly greater numbers of patients in the normothermic group. A marked difference in the use of the left internal mammary artery conduit is apparent between the groups (p < 0.0001) with the more recent surgical patients (normothermic group) receiving this conduit more than twice as frequently as the historical hypothermic group. Other surgical variables analyzed (number of bypass grafts, cross-clamp time, and CPB time) were similar between groups.


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Table 1. . Clinical Characteristics of Patient Groupsa
 
Perioperative morbidity and mortality are summarized in Table 2Go. Patients undergoing normothermic perfusion during CPB sustained fewer perioperative myocardial infarctions, had fewer low cardiac output syndromes, and had lower operative mortality. In addition, no intraoperative placement of an intraaortic balloon pump occurred in the normothermic group. The incidence of stroke did not differ significantly between the groups.


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Table 2. . Morbidity and Mortalitya
 
Table 3Go summarizes the neurologic complications in both groups. Twenty-five patients (1%) in the normothermic group experienced overt CSN deficits after operation versus 21 patients (1.3%) in the hypothermic group. Neurologic complications were divided into three groups. Patients in group 1 sustained severe neurologic injuries, never regained consciousness after operation, and died after support system withdrawal. Patients in group 2 emerged from operation with clinical evidence of focal cerebral infarction such as hemiplegia, visual disturbance, or alteration in memory and cognitive function that persisted at the time of discharge. Patients in group 3 had minor neurologic deficits that cleared by the time of discharge. The mortality rate for patients in whom neurologic injuries developed was high at nearly 25% (11/46 patients). The incidence of neurologic complications after CABG correlated significantly with increasing age (p = 0.001) in both groups as shown in Figure 1Go. The incidence of stroke in patients less than 70 years of age was 0.6% in both groups combined (17/2,990 patients) compared with 2.4% (29/1,200 patients) in patients aged 70 years or older. Patients with a neurologic complication had significantly longer hospital stays as well.


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Table 3. . Severity of Neurologic Complicationsa
 


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Fig 1. . Incidence of stroke after myocardial revascularization by age groups. The incidence of stroke in patients less than 70 years old was significantly lower than that in patients more than 70 years old (p = 0.0001). This difference was also significant in the multivariate analysis.

 
The clinically diagnosed cause of stroke in each patient is correlated with the severity of ascending aortic atherosclerosis in Table 4Go. Risk of stroke was higher in patients with moderate or severe atherosclerosis of the ascending aorta in both groups than in patients with no or mild atherosclerosis. One patient sustained diffuse neurologic injury after intraoperative dissection of the aorta, which necessitated partial graft replacement of the aorta. In patients diagnosed as having had embolic neurologic deficits, computed tomographic scans showed multiple areas of infarction in both cerebral hemispheres compatible with embolization.


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Table 4. . Cause of Stroke Correlated With Severity of Ascending Aortic Atherosclerosisa
 
Univariate analysis identified four variables as significant risk factors for stroke in both groups: mean age of 70 years or greater, severity of aortic atherosclerosis, preexisting cerebrovascular disease, and occurrence of perioperative hypotension. No association was found between stroke and presence of diabetes, hypertension, poor ventricular function, previous myocardial infarction, number of bypass grafts, CPB and cross-clamp times, or other variables studied. Moreover, the perfusion technique (hypothermic or normothermic) did not correlate with an increased incidence of stroke.

Multiple logistic regression analysis was performed on these same variables. Age of 70 years and older and severity of aortic atherosclerosis remained strong predictors of stroke. Perfusion technique, perioperative hypotension, and preexisting cerebrovascular disease were not predictive.


    Comment
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
The major finding of this study is the low incidence of stroke identified in a large population of patients undergoing myocardial revascularization with normothermic perfusion throughout CPB. This incidence was no greater than that collected retrospectively in a historical control group that underwent CABG by the same surgical team with a similar but evolving operative technique using hypothermic perfusion during the bypass period.

The use of hypothermia as a technique of organ protection, including cerebral protection, during cardiac surgical procedures dates back to the first successful intracardiac repair under direct vision [9]. Bigelow and colleagues [10] had previously demonstrated longer tolerance to inflow occlusion in hypothermic animals than in their normothermic counterparts. The protective effect is presumably the result of a decrease of neuronal metabolic activity. The consequent reduction in oxygen consumption permits neurons to tolerate longer periods of ischemia before permanent infarction occurs. The most dramatic clinical application of the cerebral protective effects of hypothermia occurs during deep hypothermia and circulatory arrest used extensively for repairs of complex congenital cardiac lesions and aortic arch aneurysms. In this setting, the brain is the organ at most risk for injury and limits the duration of ``safe'' arrest time. Profound hypothermia prolongs the time the brain can tolerate global cerebral ischemia from nonperfusion. However, CPB for myocardial revascularization does not routinely include circulatory arrest or deliberate periods of global cerebral ischemia. Thus the utility of hypothermia in reducing CNS injuries associated with routine cardiac surgical procedures is currently unproved.

Macroembolization from the surgical field is thought to be the most common cause of stroke associated with CPB [3, 11, 12]. Using examinations by a consulting neurologist and computed tomographic scans, our study identified atheromatous emboli of the ascending aorta as the suspected cause of stroke in the majority of our patients who sustained this complication. Dislodgment of atherosclerotic debris is most likely to occur at the time of aortic cannulation or aortic cross-clamping or during the construction of proximal vein graft anastomoses. Normothermia exists at the time of aortic cannulation and is restored at the end of CPB. Thus the application and the release of the aortic clamp, the times of greatest risk of embolization of large particulate material to the cerebral circulation, will occur when the patient is normothermic, irrespective of the temperature at which systemic perfusion was conducted during CPB. Embolization to the CNS is unlikely during the hypothermic period, as the surgical field and heart are excluded from the circulation by the aortic cross-clamp. Therefore, we did not expect hypothermic perfusion to offer substantial cerebral protection during routine CPB.

The results of this study argue that the incidence of stroke is not related to the systemic perfusion temperature during CPB in patients undergoing CABG. The incidence of stroke was no greater in patients who had warm-body perfusion than those with moderate hypothermic perfusion. This contrasts with a recent report by Martin and co-workers [8] in which, during a large trial of warm blood cardioplegia with systemic normothermic perfusion versus cold crystalloid cardioplegia and hypothermic perfusion, a significantly greater stroke rate was found in the normothermic group (3.1% versus 1.0%). Although these authors abandoned the use of normothermic perfusion on this basis, they noted no significant differences in a subset of nearly 150 patients between the treatment groups in a battery of neuropsychologic tests. Wong and associates [13], in a prospective, randomized study of neuropsychologic function after normothermic or hypothermic CPB, found no evidence of cerebral protection or improved neurologic function in the hypothermic group. Similar to us, Kavanagh and colleagues [14] reported the clinical outcomes for their institutional practice of warm heart surgery and normothermic CPB versus cold heart surgery and hypothermic perfusion in a retrospective control group. They did not find an increased incidence of stroke in the normothermic group. The increased incidence of stroke in the normothermic group of Martin and co-authors [8] may well be explained by a number of confounding variables, such as differences between the groups in preexisting cerebrovascular disease or some alteration in the surgical technique because of the different cardioplegia regimens. They cite a significantly greater incidence of hyperglycemia in the normothermic group as a possible confounding variable potentiating cerebral vulnerability to ischemia. Hyperglycemia may enhance the effects of ischemia in the brain [15].

The use of a historical control group for comparison to a prospectively followed group in our study presents some analytic limitations. Sotaniemi [16] and others [17] have demonstrated that the incidence of detected neurologic deficits is greater when the data are collected prospectively rather than by a retrospective review. In our study, the neurologic outcomes were sought prospectively in the normothermic perfusion group, and this should introduce a bias toward an increased incidence of detected CNS injuries in that group. However, the normothermic group did not have a higher stroke rate than that found in the retrospectively reviewed hypothermic patients. Historical control groups introduce unstudied or not readily apparent differences between groups as potential sources of error. For example, the greater use of arterial conduits in the later normothermic group does indicate that the surgical technique used in both groups, although similar, was not identical. Patients who receive a left internal mammary artery graft require one fewer puncture site in the aortic root, the most common site of atheroemboli, and therefore should be less likely to sustain a stroke.

We believe that cerebral emboli resulting from manipulation of a diseased ascending aorta are the major cause of overt neurologic deficits after CABG. Surgical techniques that minimize the dislodgment of atheromatous debris should be efficacious in reducing the incidence of stroke. In our study, we attempted to control for the variable of surgical skill and technique by including only those patients cared for by a single surgical team. However, our awareness of the high risk of a severely diseased ascending aorta has resulted in alterations in the surgical approach when we are faced with that situation. Such alterations included more frequent use of the internal mammary artery conduit, femoral artery cannulation, long-tip aortic cannulas to avoid blast injury, and use of the ``no-touch'' technique as described by Mills and Everson [18]. These techniques have matured with our experience over the years and are clearly in more widespread use now than at the time our historical hypothermic group underwent operation. Whatever role they have had in minimizing cerebral emboli introduces a bias toward a reduced incidence of stroke in the normothermic group.

Our study supports the work of others [3, 19, 20] who found the perioperative risk of stroke during CABG increases significantly with advancing age. In both groups, the stroke rate was approximately four times greater in patients 70 years of age or older versus their younger counterparts (2.4% versus 0.6%). It is presumed that this increased risk of stroke is due to a greater incidence and severity of aortic atherosclerosis in the elderly. Worsening severity of aortic arch atherosclerosis, as rated by the surgeon at the time of operation, correlated with an increased risk of stroke. As our normothermic group included significantly more patients aged 70 years or older, these differences should have biased the normothermic group toward a higher incidence of stroke, a result we did not find. Other demographic differences between our study groups, including more patients with ventricular dysfunction and a greater incidence of unstable angina and more women in the normothermic group, should have biased our results toward greater cardiac morbidity and mortality in the normothermic patients, a prediction opposite to the actual findings and suggestive that normothermic perfusion is clearly at least as safe for both cerebral and myocardial protection as hypothermic perfusion [21].

In summary, this study reports a low incidence of stroke in a large clinical series of patients undergoing myocardial revascularization with normothermic bypass. The incidence was no greater than that in a retrospectively studied control group operated on by the same surgical team at the same institution but with hypothermic perfusion during CPB.


    Footnotes
 Top
 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 
Address reprint requests to Dr Singh, Suite 342, 110 Lockwood St, Providence, RI 02903.


    References
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 Footnotes
 Abstract
 Introduction
 Material and Methods
 Results
 Comment
 References
 

  1. Bojar RM, Najafi H, DeLaria GA, Serry C, Goldin MD. Neurological complications of coronary revascularization. Ann Thorac Surg 1983;36:427–32.[Abstract]
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  3. Kolkka R, Hilberman M. Neurologic dysfunction following cardiac operation with low-flow, low-pressure cardiopulmonary bypass. J Thorac Cardiovasc Surg 1980;79:432–7.[Abstract]
  4. Utley JR, Stephens DB. Prevention of major perioperative neurological dysfunction-a personal perspective. Perfusion 1986;1:135–42.
  5. Wareing TH, Davila-Roman VG, Daily BB, et al. Strategy for the reduction of stroke incidence in cardiac surgical patients. Ann Thorac Surg 1993;55:1400–8.[Abstract]
  6. Lichtenstein SV, Ashe KA, El Dalati H, Cusimano RJ, Panos A, Slutsky AS. Warm heart surgery. J Thorac Cardiovasc Surg 1991;101:269–74.[Abstract]
  7. Singh AK, Feng WC, Bert AA, Rotenberg FA. Warm body, cold heart: myocardial revascularization in 2,383 consecutive patients. J Cardiovasc Surg (Torino) 1993;34:415–21.[Medline]
  8. Martin TD, Craver JM, Gott JP, et al. Prospective, randomized trial of retrograde warm blood cardioplegia: myocardial benefit and neurologic threat. Ann Thorac Surg 1994;57:298–304.[Abstract]
  9. Lewis FJ, Taufic M. Closure of atrial septal defects with the aid of hypothermia: experimental accomplishments and the report of one successful case. Surgery 1953;33:52–9.[Medline]
  10. Bigelow WG, Callaghan JC, Hopps JA. General hypothermia for experimental intracardiac surgery. Ann Surg 1950;132:531–9.
  11. Ribakove GH, Katz ES, Galloway AC, et al. Surgical implications of transesophageal echocardiography to grade the atheromatous aortic arch. Ann Thorac Surg 1992;53:758–63.[Abstract]
  12. Barzilai B, Marshall WG, Saffitz JE, Kouchoukos N. Avoidance of embolic complications by ultrasonic characterization of the ascending aorta. Circulation 1989;80 (Suppl 1):275–9.
  13. Wong BI, McLean RF, Naylor CD, et al. Central nervous system dysfunction after warm or hypothermic cardiopulmonary bypass. Lancet 1992;339:1383–4.[Medline]
  14. Kavanaugh BP, Mazer CD, Panos A, Lichtenstein SL. Effect of warm heart surgery on perioperative management of patients undergoing urgent cardiac surgery. J Cardiothorac Vasc Anesth 1992;6:127–31.[Medline]
  15. Lehot JJ, Piriz H, Villard J, Cohen R, Guidollett J. Glucose homeostasis: comparison between hypothermic and normothermic cardiopulmonary bypass. Chest 1992;102:106–11.[Abstract/Free Full Text]
  16. Sotaniemi KA. Cerebral outcome after extracorporeal circulation: comparison between prospective and retrospective evaluations. Arch Neurol 1983;40:75–8.[Abstract]
  17. Slogoff S, Girgis KZ, Keats AS. Etiologic factors in neuropsychiatric complications associated with cardiopulmonary bypass. J Anesth Analg 1982;61:903–11.
  18. Mills NL, Everson CT. Atherosclerosis of the ascending aorta and coronary artery bypass: pathology, clinical correlates and operative management. J Thorac Cardiovasc Surg 1991;102:546–53.[Abstract]
  19. Salomon NW, Page US, Bigelow JC, et al. Coronary artery bypass grafting in elderly patients. J Thorac Cardiovasc Surg 1991;101:209–18.[Abstract]
  20. Acinapura AJ, Rose DM, Cunningham JN, et al. Coronary artery bypass in septuagenarians: analysis of mortality and morbidity. Circulation 1988;78 (Suppl 1):179–84.
  21. Bert AA, Singh AK. Right ventricular function following normothermic versus hypothermic cardiopulmonary bypass. J Thorac Cardiovasc Surg 1993;106:988–96.[Abstract]



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ANN THORAC SURG ASIAN CARDIOVASC THORAC ANN EUR J CARDIOTHORAC SURG
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