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Ann Thorac Surg 2004;77:1896-1902
© 2004 The Society of Thoracic Surgeons


Original article: general thoracic

Preoperative pulmonary function as a prognostic factor for stage I non–small cell lung carcinoma

Toshihiko Iizasa, MDa, Makoto Suzuki, MDa, Kazuhiro Yasufuku, MDa, Akira Iyoda, MDa, Mizuto Otsuji, MDa, Shigetoshi Yoshida, MDa, Yasuo Sekine, MDa, Kiyoshi Shibuya, MDa, Yukio Saitoh, MDa, Kenzo Hiroshima, MDb, Takehiko Fujisawa, MDa*

a Department of Thoracic Surgery, Graduate School of Medicine, Chiba University, Chiba, Japan
b Department of Basic Pathology, Graduate School of Medicine, Chiba University, Chiba, Japan

Accepted for publication October 2, 2003.

* Address reprint requests to Dr Fujisawa, Department of Thoracic Surgery, Graduate School of Medicine, Chiba University, 1-8-1 Inohana, Chuo-ku, Chiba 260-8670, Japan
e-mail: fujisawat{at}faculty.chiba-u.jp

BACKGROUND: The aim of this study was to clarify preoperative lung function as a prognostic factor for the long-term survival of, and to discuss the appropriateness of lobectomy for, patients with stage I non–small cell lung carcinoma who have poor preoperative pulmonary function.

METHODS: The study group consisted of 402 lobectomized patients with stage I non–small cell lung carcinoma treated by complete resection from 1985 to 1997. Preoperative percent forced vital capacity [(forced vital capacity/predicted forced vital capacity) x 100], FEV1% [(forced expiratory volume in 1 second/forced vital capacity) x 100], arterial carbon dioxide tension, and smoking were statistically analyzed as prognostic factors together with other host and tumor biologic factors.

RESULTS: Multivariate analysis demonstrated that tumor size (p < 0.0001) was the most significant prognostic factor for survival from primary lung cancer. Age (p < 0.0001), sex (p = 0.0036), and FEV1% (p = 0.0046) were found to be independent prognostic factors for survival from death by nonprimary lung cancer–related causes. Smoking was highly correlated with FEV1% (correlation coefficient = –0.511; p < 0.0001). The 100 patients with a preoperative FEV1% less than 70% included 34 patients with nonprimary lung cancer–related deaths, whereas the 302 patients with an FEV1% of 70% or greater included only 23 patients (p < 0.0001).

CONCLUSIONS: Along with tumor size, FEV1% is the most significant prognostic factor for patients with stage I non–small cell lung carcinoma with regard to survival from death by other causes. Lobectomy may not be preferred as an appropriate surgical modality for patients with stage I non–small cell lung carcinoma with small peripheral nodules who exhibit poor pulmonary function, especially lowered FEV1%.




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